n seeking a short, sharp title for
this essay, I vacillated between grip and grasp.
When consulting Dr. Dorland's Dictionary, I was
surprised to find the primary definition of grip was
French, grippe influenza. I therefore chose
grasp, even though it does not appear in the good
doctor's dictionary. Despite the fact that the
skeletal and muscular elements of the human hand are very
nearly matched in many species, praise of our own human
hand and its abilities is a very natural human weakness.
In fact, the history of human civilization is replete
with special studies of the hand. Galen (ad 129-199)
devoted a large part of his De Usu Partium to the
anatomy and physiology of the hand. Throughout the
centuries, mystical properties have been imputed to the
hand, and many gullible people have had their lives
directed by the pronouncements of palmists.
Sir Charles Bell, in the first chapter of his
fascinating fourth Bridgewater treatise--written >160
years ago--asserted that there is in the hand a
universal plan extending through all animated nature and
which has prevailed in the earliest condition of the
world, and that on the most comprehensive study of those
subjects, we everywhere behold prospective design
(1).
In the second half of the 20th century, the writings
of John R. Napier, an anthropologist-physician, are
preeminent. His book Hands, first published in
1980 and now in its third edition, is the book to
be recommended to nonspecialists interested in the
evolutionary, functional, and behavioral aspects of the
hand.
The best comparison and differentiation between
nonhuman primates' hands and our own lies in the manner
in which the hand is able to grasp something. The
anthropoids' grip is strong and secure, but its range of
function will remain small because of its less developed
thumb. It is at best a power grip, but it
does not have the precision grip of the human
hand, which has achieved excellent refinement in
prehensility.
This, however, does not mean that the human hand has
lost the more primitive ability of the power grip or any
other movement of the primate foot-hand. Essentially, the
anatomical structure of our hand is no different from
that in a gorilla, with the exception of the opposability
of the thumb. What has changed is that over time, a
strong hand remained strong but acquired more intricate
capabilities. Monkeys are basically quadrupedal; man is
fully bipedal. Our upright walk makes all the difference.
During the last century, many discoveries have led to the
understanding of the origins of our hands and their
capabilities.
ORIGINS
In 1650, Archbishop James Ussher determined to his
satisfaction that the earth was created on the evening of
October 22, 4004 bc. John Lightfoot, another divine,
claimed that the correct time was 9:00 am on October 26,
4004 bc. We now know they were off by many millions of
years.
Precursors of the skeleton of our human hand can be
traced back at least 370 million years to the pectoral
fin of an extinct fish. The basic pentadactyl (5-digit)
hand is found in skeletons of mammal-like reptiles that
lived 200 million years ago. Sixty-five million years
ago, the basic hand skeleton became a fixed mammalian
characteristic. Around 25 million years ago, the apes
living in the forests began to develop more mobile
forelimbs and hands with longer, stronger fingers. Their
thumb was short and lacked both long flexor and extensor
tendons, and the fingers and nails were curved to aid in
grasping tree limbs. Our first unequivocal ape ancestor
lived 19 million years ago. Named Proconsulitous,
it was about the size of a fox terrier and had fingers
that were flat nailed and had a pseudo opposable thumb.
Some apes developed a knuckle-walking gait similar to
that of modern chimpanzees.
About 5 million years ago, future man split off from
the apes, and between 3 and 4 million years ago
Lucy developed. Properly named Australopithecus
afarensis, her given name was derived from the
Beatles' song Lucy in the Sky with Diamonds,
which was popular at the time her bones were discovered
(2). Lucy was 3 1/2' tall with arms longer than modern
man and small, strong hands. Thus, around 3 million years
ago we have the first evidence of a true bipedal hominid.
It was another million years before tool use developed.
There is now evidence that modern man has existed for at
least 100,000 years and that he used tools made of stone,
bone, horn, and wood. The science of molecular genetics
has now vindicated Darwinism and, no doubt to the
discomfort of some, has shown that almost 99% of our DNA
is identical to that of the chimpanzee.
STRUCTURE AND FUNCTION
Skin is the most ancient sense organ of our body, and
the skin of our hand is highly specialized to provide
detailed sensory feedback. Since mobility is concentrated
toward the concavity of the palm, its nerve endings are
far more numerous than are those on the dorsum. The most
sensitive area is the central whorl or loop of the
fingertips in which the threshold of touch is 2 g per
mm2. In contrast, the threshold is 33 g in the forearm
and 26 g in the abdomen. This acute sensibility is
explained by the presence of some 2400 to 2500 nerve
endings in each 9-mm2 area. Deeper sensibility in the
fingers is supplied by a rich nerve plexus in which,
among many nerve endings, are >800 of the estimated
2000 Pacinian corpuscles in the whole body.
On the dorsal extensor surface the skin of our hand is
thin and loose, and on the palmar aspect it is thicker
and tethered to the deep fascia by strands passing from
the flexion creases. The palmar creases or skin
joints do not correspond to the underlying bony
joints but anchor the skin during grasp. Subsidiary
creases on the fingers fold up the skin that balloons up
when the fingers are flexed (see your own proximal
interphalangeal joint).
These creases are not the result of use; they are
present in the newborn baby's hands. Many other minor
creases are present, and throughout the palmar aspect
papillary ridges carry sweat glands which open along the
ridge crests. The sweat provides an adhesive quality,
preventing slippage of tools, and enhances the
appreciation of pain and touch. The pattern of these
ridges is unique and unchanging and is established by the
12th week of intrauterine life.
John Napier has written, I suppose we all have
our heroes. I have three--Hunter, Bell, and Darwin. John
Hunter turned our attention from the structure of the
hand to its function; Bell related the function of the
hand to the environment; and Darwin demonstrated that the
environment, by the process of natural selection, gave
birth to structure (3).
I would add a fourth hero, a general practitioner from
Boulogne, France, Gulliaume Duchenne, who in his book Physiology
of Motion published in 1855 made the forthright
statement, The hand as understood physiologically
is nothing but an unsightly paw more awkward than
useful. Despite this stricture, he comprehensively
described the normal and abnormal motions of the hand.
His great contribution was to use electrical stimulation
to demonstrate the complexity of motion during grasp,
pointing out that many muscles participate, some as
direct motors, some as moderators, some as restrainers,
and some as antagonists.
THE MUSCLES
Mechanically, the grasping hand is a 2-sided chuck
with the mobile thumb on 1 side and the fingers on the
other. This chuck provides our refined and powerful pinch
and grasp mechanism. The fingers on the opposite side of
the grasping chuck are each capable of independent
action. Opposing the powerful flexor mechanism is the
weak extensor apparatus, whose major function is to open
the fist and lift the digits against gravity.
The power of grasp is derived from 2 groups of
muscles: the extrinsic and the intrinsic. The extrinsic
muscles in the forearm provide the major power of the
hand. The intrinsic muscles within the hand are of
fundamental importance, since they are largely
responsible for the refinement and delicate control of
digital movements. These small muscles achieve their
control by modifying and moderating the actions of the
long extrinsic muscles.
Opening the hand and then closing it around an object
is a very complicated motion. Simultaneous contraction to
varying degrees of the 35 muscles in the forearm and hand
will create a grasping motion. If you are among the 20%
of humans who do not have a palmaris longus muscle, then
you have only 34 muscles working for you. Unfortunately,
you lack a muscle that can be used in reconstructive
surgery. Its absence does not hinder you. To test if you
own one, press your thumb tip against your little
fingertip and flex your wrist against resistance. The
palmaris tendon will stand out under the skin in the
middle of the wrist crease.
Three phases operate when grasping large objects. In
the first the hand opens widely from action of both the
long extensors and the intrinsics. Then the object is
surrounded largely by intrinsic action. Closure and firm
grasp result from the strong action of the extrinsic
flexors and the intrinsics of both the thumb and fingers.
Finally, slight extension of the wrist tightens the grip
even more.
The great variability in the postures of grasp would
seem to exclude easy classification. But in 1956 Napier
in his classic paper The prehensile movements of
the human hand showed that all forms of grasp can
be grouped as either power or precision grasp, with a
third category combining elements of both (Figure 1) (4).
Power grip is thought to have developed early in
humans and consists of a prehensile movement in which the
object is grasped by the fingers and pressed against the
buttress of the thumb and its intrinsic muscles. This is
a powerful movement with little skill involved. Precision
grip is thought to be the most recent adaptation of the
evolving human hand. It is an accurate prehensile action
in which the object may be held away from the palm
between thumb and fingertips. Some activities require
features of both grips, as in tying 2 pieces of string
together; the power fingers (ring and small) hold the
string, and the precision digits (thumb, index, and long)
do the precise activity of creating the knot. The
so-called hook grip, while of great use to the apes
suspended in trees, is only of use in humans when
carrying suitcases.
Formerly 3 clinical models could be used for the study
of grasp. Nowadays, with the conquest of poliomyelitis,
only the rheumatoid hand and the leprosy hand are
available. Practically every biomechanical imbalance that
afflicts the hand occurs in one or the other of these 2
diseases.
Studies show that a power grasp of about 5 lbs per in2
will keep a hammer handle from slipping out of the palm.
However, if skin sensory feedback is impaired, then
strength has to be increased to provide deeper sensory
feedback. In the extreme case of the blind
hand of Hansen's disease (leprosy), the neurological
changes cause a collapsed posture of grasp and a
concentration of force at the tips of the digits. The
normal palmar surface grip area in an adult is about 10
in2. The intrinsic minus posture of leprosy
allows only fingertip grip, concentrating the force of
grip into an area of about 1 in2 (Figure 2).
The final resultant force in this small area is huge and
reaches about 250 lbs per in2:
| 5 lbs per in2 |
X |
5 |
X |
10 in2 |
= |
250 lbs per in2
|
| normal
pressure |
|
increase
for
lack of sensibility |
|
adjustment
in surface area* |
|
actual
pressure
during grasp |
| *Pressure usually applied in an
area of 10 in2 is now in an area of 1
in2. |
The high grip
pressure causes persistent microfractures, bone
absorption, and ultimately disappearance of the digits (Figure
3).
Just as in leprosy, in which the internal forces of
grasp destroy the skeleton, so in rheumatoid disease the
aberrant forces produced by soft tissue disease disarray
the normal forces of grasp. The more the patient
increases the force of grasp, the greater the
self-destruction of the normal postures of grasp.
Many factors influence the strength of grasp. Studies
show that grip strength is greatest around 3:00 pm each
day (5). Actual strength will vary with age and sex. A
strong grasp reflex is present at birth. A baby begins to
develop control of strength around the age of 2 as
appreciation of the friction between skin and object
develops. Progress is slow and early on is compensated
for by excessive use of force (6). Gloves produce a
significant drop in grip strength. Ordinary working
gloves cause a reduction of 14% to 28%, while the
inflated gloves of the astronaut produce a 37% reduction
in strength.
Proper grasp is dependent upon appropriate lengths of
the constituent bones of the palm and digits. These
lengths are in fact proportionally related and determine
the form and shape of grasp. The different lengths of the
fingers disappear when a sphere is grasped; the fingers
abduct and rotate and the tips line up. When grasping a
cylinder, there is a normal inclination of palmar grasp,
a fact unfortunately not well known to the manufacturers
of crutches, who still copy the ancient Roman model. If
only they would slope the handle, it would not force the
wrist into a painful end position (Figure 4).
Our work has shown that regardless of wrist position,
the percentage of total grasp force allocated to each
finger is constant. The long finger shows the greatest
amount of force, with approximately 33% of the total
force. The index and ring fingers have about 25% each,
and the small finger has approximately 16% of the total
force (7).
The type of grip used in any given activity is a
function of purposeful action and is not dependent on the
shape or size of the object grasped. Humans have now
moved beyond using rocks and fallen branches as tools,
and as Benjamin Franklin said, The tool user has
become a tool maker. Unfortunately, the
current--cosmetically attractive--tendency to make
digital profiles on tool handles severely restricts the
range of hand sizes that can comfortably grasp the tool.
The size and shape of tool handles should be such that
the digital joints are near mid-flexion so that tool
retention is high and the muscles are only partially
stretched. Recent ergonomic designs show a
great improvement. In surgery a round handle for the
scalpel blade is wonderful; one can readily adjust the
blade angle. The regular thin flat handle was probably
invented by the Romans!
RESTORATION
In the latter part of World War II the American army
set up 10 hospitals in the USA for the exclusive
treatment of upper-limb injuries. Thirty-five young
surgeons were trained in reconstructive hand surgery, and
what is now a worldwide specialty was born.
The basic objective of the specialty is the
restoration of skilled function to a hand disabled by
congenital defects, trauma, or disease. The fundamental
functions are that of precision grip or power grasp. Two
factors are paramount in their restoration: a thumb that
moves or can be stabilized and fingers that flex. In
massive injury, particularly when it is bilateral,
restoration of both power and precision grips to both
hands may not be possible. It may well be that the
remaining serviceable parts will restore precision grip
to the nondominant hand and power grip to the remnants of
the dominant side. This is far better than attempting to
restore both functions to both hands using inadequate
resources.
Destruction of the individual nerve supply within the
forearm or hand, such as the median, ulna, or radial
nerves, produces recognizable patterns of function loss.
Standard plans of effective tendon transfers have
evolved, and such surgery has now become routine. When
>1 nerve is involved, functional restoration becomes
more difficult and the results are less efficient.
Precision activities are lost first and, depending on the
extent of damage, only grossly controlled motions may be
possible.
During the days of poliomyelitis, paralysis of thumb
opposition was a frequent occurrence. Since this is a
fundamental component of grasp, a great many operations
have been suggested for its restoration. Unfortunately,
many of these procedures failed to appreciate that the
thumb is, in effect, a post projecting into space with a
very mobile joint at its base. Accordingly, a thumb has
to be supplied with at least 3 guy ropes
distributed around its circumference to hold the thumb
erect. The flexor pollicis longus, the extensor pollicis
longus, and the abductor pollicis longus usually supply
the necessary stability. Once stability is achieved, then
a fourth muscle can be transferred to move the thumb into
opposition.
The prime mover into opposition is usually made from
the flexor superficialis of the ring finger. Its removal
does not interfere with grip in the presence of an intact
flexor profundus tendon. A pulley is made in the region
of the pisiform bone, and the transfer is attached near
the metacarpophalangeal joint. After 3 weeks of
immobilization, the transfer can be taught to produce
opposition in an astonishingly short time--usually about
10 minutes.
Since the conquest of poliomyelitis, this operation is
still in use to provide opposition when its absence is
caused by trauma or neurological disease. For patients
with progressive neurological conditions, a positive
can-do attitude will provide, through an
operation lasting an hour to an hour and a half,
significant temporary improvement in grasp. Some of these
individuals have been among my most grateful patients,
even though they know the result cannot be permanent.
When trauma has amputated the thumb or one is born
with an absent thumb, the hand is reduced to a virtual
hook and no form of opposition is possible. Indeed,
Napier has written, Without the thumb the hand is
put back 60 million years in evolutionary terms to the
stage when the thumb had no independent movement and was
just another digit (8). Such a state is
unacceptable, and a thumb has to be provided. The best
substitution is one of the fingers, and technically it is
possible to move any of the fingers across onto the base
of the destroyed thumb. However, the use of any finger
other than the index produces an indifferent thumb and is
best regarded as a surgical triumph and a functional
disaster.
The translation of an index finger onto a thumb stump
is a relatively easy procedure and gives a highly
functional result (Figure
5). The cerebral cortex readily adjusts to
its new responsibilities, but at first the new thumb is
often inadvertently used by its owner as a pointer. This
patient's insurance company kept writing to me demanding
to know whether he should be compensated for loss of
thumb or loss of index finger. My reply? Both!
In infants born with 4 fingers but no thumb, a thumb
can be readily made from the index finger. However, the
conversion of an index finger to a thumb necessitates
some shortening since in the normal hand the tip of the
thumb usually reaches just proximal to the line of the
proximal interphalangeal joint of the index finger. This
shortening is accomplished by removal of most of the
metacarpal shaft, but the head is retained since it will
become a new trapezium (Figure 6).
The key to this shortening is destruction of the growth
plate of the metacarpal head. This arrests longitudinal
growth at the base of the new thumb and prevents the
development of the grotesque thumbs made by earlier
methods (Figure
7). This operation should be done early so
that the child uses the thumb normally and is never aware
of its original absence. I usually do it at about 6
months of age and believe it should always be done before
the first birthday.
Infants born with webbed hands in which their thumb is
tightly adducted to the index finger can have full
restoration of grasp by liberation of their thumb. Three
rotation flaps can be moved down the forearm to
completely cover the thumb with sensate skin, and no skin
grafting is necessary (Figure 8).
Even patients with high spinal cord lesions, which
leave only 1 forearm muscle under voluntary control, can
be given significant improvement of function. For the
patient illustrated in Figure
9, a 2-stage operation was used. The first
procedure anchored the finger flexor tendons to the
radius with the lengths arranged so that there was a
normal cadence of flexion with the least in the index and
the most in the small finger. When the wrist was extended
by the sole working muscle (extensor carpi radialis
longus), the fingers would close in grasp. However, the
paralyzed thumb intruded into the palm, blocking grasp.
The second-stage operation shortened the thumb by
removing the proximal phalanx and fusing the distal
phalanx to the metacarpal head. The phalanx was used as a
bone graft, fixing the thumb in abduction and radial
deviation from the hand. This provided a variety of
useful functions for a previously flaccid hand. I first
published this operation in 1964 and have used it ever
since for patients with high neurological loss and for
spastic patients. Surprisingly, these hands do not appear
grotesque, and most lay people do not realize the thumb
has been shortened.
The field of hand surgery has grown exponentially
since World War II. The original 35 military hand
surgeons founded the American Society for Surgery of the
Hand in Chicago on January 20, 1946. Today there are 1213
active members of this society dedicated to the
improvement of and education in restoration of functions
to the hand. A major effort has been the training for the
next generation of surgeons; I have trained 50 hand
surgeons from 11 different countries and many of my
colleagues have similar records, so that now 49 countries
have trained hand surgeons who are members of the
International Federation of Hand Surgery.
- Bell C. The
Hand, Its Mechanism and Vital Endowments as
Evincing Design. London: William
Pickering, 1834.
- Johanson DC,
Edey MA. Lucy. New York: Warner Books,
1982:18.
- Napier JR. Hands.
Revised by Tuttle RH. Princeton: Princeton
University Press, 1993:9.
- Napier JR. The
prehensile movements of the human hand. J
Bone Joint Surg 1956;38B:902-913.
- Business
Week, October 2, 1995.
- Wilson FR. The
Hand. New York: Pantheon Books, 1998:121.
- Hazelton FT. Study
of the Influence of Wrist Position on the
Force Produced by the Finger Flexors
[master's thesis]. Iowa City: University of
Iowa, 1972.
- Napier JR. Hands: 55.
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