icrobes
are enjoying unprecedented opportunities for spread and
passage across species barriers. One contributing factor
is the human population explosion, now rocketing past the
6 billion mark, up from 2.5 billion in only half a
century. This estimate is actually low,
becauseaccording to UNICEF dataabout one
third of all births (40 million children) go unregistered
every year (1). These children have no birth certificates
and therefore no representation in world population
estimates. Other contributing factors, discussed in an
earlier review (2), include extreme crowding, widespread
filth in developing countries, and worldwide mixing of
people, microbes, vectors, and animal hosts on very short
timescales. Large distribution systems for water and food
enable almost instantaneous spread of a pathogen to tens
of thousands of people. Invasion of remote wilderness
areas by large numbers of people provides exposure to
pathogens previously confined to local habitats. Air
travel disseminates microbes and their vectors around the
world overnight. New and
unique ecologies are providing new opportunities for
microbes. Rivers and oceans play a prominent role in
these new ecologies. Nutrient runoff into coastal waters
is causing many more algal blooms (red tides)
than ever before, some of which are frightening in their
toxicity. One dinoflagellate, Pfiesteria piscicida (the
cell from hell), has at least 24 life-forms
and elaborates a neurotoxin that has caused
neurocognitive deficits in fishermen and laboratory
workers (3).
Pathogens from human feces are
now being found alive and well in deep ocean water, where
they survive for long periods of time at the low
temperatures. Poliovirus and rotavirus have been
identified in ocean water samples below 1000 meters.
Enteric bacteria have been found in good condition at
sewage sludge sites >170 km offshore from New York
City 30 months after the sites had been closed to
dumping. These bacteria were resistant to several
antibiotics, a sure sign that they had originated from
humans or their food animals. A 17-km pipeline is being
built to take sewage from Boston out to sea. Although the
sewage will be treated, some bacteria and viruses are
resistant to chlorine (4).
Introduced species of plants and
animals, transported by humans from one part of the world
to another, serve as a dramatic metaphor for the similar
spread of microbes. Exotic plants, insects, and animals
are transforming environments around the world and
include Africanized bees, fire ants, Asian tiger
mosquitoes, zebra mussels, the European house sparrow,
and uncounted marine species discharged with ballast
water from ships in every port. A global
McEcosystem is being created (5).
While microbes are being
disseminated into new habitats, scientists cloning and
sequencing RNA from microbes living in their natural
environments have discovered a biomass and genetic
diversity beyond the dreams of earlier researchers whose
tools were limited to microscopy and cell culture.
Earth's deep biosphere, from the
surface down to several miles, may contain a biomass of
microorganisms rivaling that of all organisms on the
earth's surface (6). Microbesbacteria and archaea
and probably virusesappear to be ubiquitous
throughout the upper part of the earth's crust, living in
fluid-filled pores and interstices of rocks and deriving
energy and nutrients from hydrogen, methane, sulfur, and
petroleum. Growing in utter darkness and reproducing at a
snail's pace, the microbes comprise a new biome,
receiving energy from the internal heat of the earth and
from chemicals. The depth limit is ultimately determined
by the increasing temperature. We may share chemically
fueled subsurface life with other bodies of the solar
system and the cosmos.
In surface waters of the oceans,
bacteria typically number a million per milliliter of
seawater. They are outnumbered by viruses, which attain
10 million per milliliter (7). Viruses are consistently
the most abundant biological entities in the sea, from
the tropics to the poles and from the sea floor to the
surface, and even in sea ice. How did they get there? By
infecting cellsmostly bacteriaand arranging
for their own replication. As most viruses undergo rapid
deterioration, viral infections of marine organisms,
especially bacteria, must be continuous and ubiquitous.
The same dominance of viruses may also occur in surface
and subsurface terrestrial environments but has not yet
been demonstrated.
The following sections discuss
topics related to viruses, genes and natural selection,
strategies of parasites, co-evolution of hosts and
parasites, and new challenges.
VIRUSES
Important viral agents in
humans
Viruses of greatest concern to
us include the following:
- HIV-1. The prevalence of
AIDS is skyrocketing in sub-Saharan Africa and
southeast Asia, with little being done to prevent
or treat it. Life expectancy is falling at an
ever-increasing rate.
- Rotavirus. Rotavirus
diarrhea kills 800,000 children a year worldwide
and is the most important cause of severe
childhood diarrhea before the age of 2 years.
- Influenza A. New strains of
influenza A viruses appear every year. Influenza
A is one of the deadliest infectious diseases of
developed countries, causing 20,000 to 40,000
deaths each year in the USA. The combined deaths
of the 2 world wars (with atomic bombs dropped on
2 cities) did not attain the mortality of the
1918 influenza epidemic.
- Hemorrhagic fever viruses,
including
- Hantaviruses (e.g.,
4 Corners syndrome)
- Filoviruses
(Marburg, Ebola)
- Dengue fever (the
most important viral infection
transmitted by mosquitoes)
Hepatitis viruses.
Hepatitis B is one of the world's most common
infectious diseases, victimizing 350 million and
killing 1 million annually. Hepatitis C virus is
the leading cause of chronic viral hepatitis in
the USA and the most common cause of liver
failure and eligibility for liver transplant.
HSV-1 (herpes simplex virus
type 1). Infection with HSV-1 is almost
universal. Virtually 100% of adults have
antibodies to this virus. Sheltered from immune
surveillance, herpes simplex viruses cause a
latent infection of neurons for the life of the
host.
HSV-2 (herpes simplex virus
type 2). Seroprevalence is 20% in the USA in
persons >=12 years, up 30% since the late
1970s. HSV-2 seems to be spreading silently and
efficiently through the population.
Genital herpes. This virus,
which causes genital ulcers that may facilitate
HIV transmission, is the most prevalent sexually
transmitted disease worldwide (8).
Human papillomaviruses.
Sixty percent of female students at Rutgers
University were found to be infected with human
papillomavirus, according to a 3-year study
completed in 1998. Papillomaviruses are known
causative agents in genital warts and cervical
cancer.
Virus classification
One way of classifying viruses
is to group them broadly into animal viruses, plant
viruses, or bacterial viruses. A more fundamental
classification separates them into 2 categories: DNA
viruses and RNA viruses (Table 1).

A DNA virus:
bacteriophage. Bacteriophages, viruses that
infect bacteria, can convert a bacterial cell into a
factory for manufacturing new copies of themselves. In
the process they sometimes emerge with a small package of
genes acquired from the bacterium. When they infect
another bacterial cell, those genes may be transferred to
the genome of the new host, which acquires a new trait.
That trait may be toxin production or antibiotic
resistance, either of which may be useful to the
bacterial host and be favored by natural selection.
Bacteria sometimes invite the phages in, offering pili
for attachment along with free copying services.
Bacteria can transfer toxin
genes intraspecifically (within the same species),
as in the case of Vibrio cholerae, as well as
interspecifically (between different species). E.
coli 0157:H7 owes its virulence to a toxin gene
almost identical to that of Shigella dysenteriae
type I and probably acquired the gene through phage
transfer.
Bacteria have invented several
ways of transferring genes laterally among
themselves. Conjugation between bacteria enables passage
of genes between them, and there is free movement of
genes from a disrupted bacterium to a live one. A newly
discovered secretion system actively transfers plasmid
DNA from one cell to another (9). Vibrio cholerae
possesses a versatile genetic element called an integron,
which actively integrates newly acquired foreign genes
into its chromosome. Over 40 different antibiotic
resistance genes have been found in integrons (10). There
are thus passive and active mechanisms of gene movement
among bacteria, both intra- and interspecificallyan
Internet of sorts for rapid information exchange.
Who needs sex if you're a
bacterium or a virus? Microbes accomplish efficient
diversification of progeny in at least 3 ways: through
gene exchange, through high mutation rates with copy
errors, and through reshuffling of gene segments.
RNA viruses.
RNA viruses are the only known genomes with
genes made of RNA. Cellular genomes first translate their
coding DNA into RNA, which serves as the molecule
transferring the genetic information to the ribosomes,
where amino acids are assembled into protein molecules.
For RNA viruses, this step is not needed, as their RNA
genomes provide direct instructions for assembly of
protein molecules.
RNA viruses also have genes
coding for RNA polymerases, which are used to replicate
their RNA genomes. These polymerases lack the
proofreading abilities of DNA polymerases and thus have a
high error rate. Mutations are introduced into the viral
genome during replication. A swarm of variants called a quasispecies
is produced in some RNA viruses. Some RNA viruses have
the highest mutation rates known for any genomes.
HIV and influenza A, both RNA
viruses, also have high recombination rates,
involving reassortment between 2 strains infecting
the same host. The influenza A virus reassorts its genome
when avian and mammalian strains infect pigs, and HIV
strains reassort their genes in human hosts.
One type of RNA virus, the
retrovirus, is unusual in that it transcribes its RNA
genes into DNA and integrates them seamlessly into the
host cell genome. Integration is a required intermediate
step in retrovirus replication. Most other viruses hijack
the cell's replicative machinery without inserting
their genes into the host chromosome. The newly inserted
genesnow called endogenous retroviruses or provirusesare
inherited in the lineage of the cell.
If only somatic cells are
infected, the provirus is not passed on to the host's
progeny. If germ cells are infected, proviruses become
part of the genetic dowry of the host species, inherited
as classical Mendelian genes and evolving in concert with
the host genome. As far as we know, neither HIV-1 nor
HIV-2 has ever become integrated into human germ cells.
Such an event might just be a dead-end experiment for a
lethal virus.
Retroviruses are effective
gene-delivery vectors. If some of the viral RNA is
replaced with RNA coding for a useful protein,
integration of the provirus may provide missing genetic
instructions for making the protein in a patient with a
genetic disease.
Eukaryote evolution has taken
place against a background of constant retroviral
infection. Proviruses are found in all of the vertebrate
genomes in which they have been sought. We and other
vertebrates have hundreds of proviruses in our genomes,
and where they came from we may never know. Most appear
to be harmless baggage and are not expressed, but some
appear to encode infectious virus. Some may remain
quiescent until activated sporadically by stress or some
other trigger, and there is reason to suspect a role in
autoimmune disease, as some retroviral proteins share
amino acid sequences with normal cellular proteins and
may trigger an antibody response to host proteins through
molecular mimicry.
Present concern over xenotransplantation
stems from the ubiquity of proviruses in vertebrates.
Moving tissue or organs across the species barrier into
intimate association with a new host may release
proviruses held in check by the natural host. How can we
provide donor organs free of proviruses? Unfortunately,
proviruses are part of an animal's genome, and even
captive-bred clean animals harbor them. To
make matters worse, we intentionally suppress the immune
system in transplant recipients in order to facilitate
graft acceptance. There is a public health risk as well
from possible person-to-person spread. This could become
a runaway risk with a global black market fueled by the
enormous unmet need for organs; more than 4000 Americans
die each year waiting for an organ transplant.
Are viruses alive?
Writing in The New York Times
about the disinterment of frozen human bodies above the
Arctic Circle in the search for fragments of the 1918
influenza A virus, John Noble Wilford emphasized that
precautions were being taken in case the virus is
still alive. We all know what Wilford meant, but
the facile use of the term alive betrays our
ambivalence about how to regard viruses. They are, after
all, far from being rocks. They program their own
replication using genes, and those genes also code for
proteins that specifically manipulate their cellular
hosts. However, viruses differ from cells by having no
cytoplasm, organelles, cell wall, or metabolism.
The choice of how to regard
viruses is not easy. A size comparison with bacteria (Figure
1) shows that some
viruses are larger than the smallest bacteria. In
addition, some large viruses, like poxviruses, are so
complex that they come close to carrying out their own
replicationinside cells, of course. And some
bacteria, like mycoplasmas, are so tiny and almost devoid
of cell walls that they are obligate intracellular
parasites, like viruses.
John Maynard Smith, emeritus
professor of biology at the University of Sussex, offered
an interesting argument for saying that viruses are
alive. We have an alternative, he said, to the phenotypic
definition of life (based on the phenotype, the
translation of the genes into morphology, biochemistry,
and behavior). Maynard Smith's alternative is to define
as alive any entities that have the properties of
multiplication, variation, and heredity. The logic behind
this definition is that entities with these properties
will evolve by natural selection and can be expected to
acquire the complex adaptations for survival and
reproduction characteristic of living things (11).
In a sense, viruses are
satellites of living organisms, orbiting at a distance
and plunging in when they can, integrating their genetic
language with that of a host cell, sometimes becoming a
part of the genome of the cell. They are not whole, but
they consist of the very guts of life and are a
celebration of the ability of genes to code for their own
progeny. As Stephen Jay Gould has aptly written, nature
abhors boundaries.
GENES AND NATURAL SELECTION
The fluidity of genomes
Genomes appear to open their
arms to foreign genes, whether those genes come from an
invading virus or a syringe in a laboratory. The
molecular and cell biologist Robert Pollack has written:
Prokaryotic and eukaryotic
cells require little convincing to incorporate
foreign genes: they take in all DNA with alacrity.
One way to get DNA into a cell's nucleus is to inject
it through a fine glass needle. The nucleus swells as
if a mosquito had bitten it and within hours the cell
is expressing the injected gene. . . . The
monkey kidney cell draws in the membrane where the
SV40 virus is attached, bringing virus and membrane
coat into the cytoplasm. The cell begins to dissolve
it with proteinases, which is just what the virus
wants. As its coat is dissolved, its genome is
released into the cell. Now seen by the cell as a
set of genes that has lost its way, the cell
carts the viral genome through the cytoplasm into the
nucleus. There the tiny viral genome is picked up and
incorporated into the nuclear DNA, and replicated. In
a few days the nucleus is packed with millions of . .
. virus particles (12).
Why are cellular genomes so
receptive to foreign genes? Whatever the reason, it seems
that genes go both ways with easeinto
the genome of a cell, inserted by a virus, or out, sometimes
to become a virus or a part of a viral genome. Many large
viruses have pirated host genes and made them a permanent
part of their own genome, thus acquiring the ability to
direct the synthesis of their own versions of cellular
proteins. Human cytomegalovirus, for example, produces
its own version of cellular proteins that interfere with
transcription of genes of the major histocompatibility
complex (MHC) (13).
Virologists have been called
vertebrate biologists who study fugitive fragments of
their subject. Christian de Duve calls viruses
gypsy genes that have wandered far from home
(14).
Viruses take on many roles in
the cell, which seems to be their playground. At times
viruses appear to be just hitchhikers, stowaways,
freeloaders. If they are harmless baggage, however,
sometimes the baggage carries a bomb, waiting until a
particular time when a bacterial host cell is damaged or
not reproducing well, at which time the virus becomes
activated and destroys the cell in a burst of its own
replication. Viruses remind us that natural selection
acts directly on genes, which are the only real
replicators in the long run.
Mobile genetic elements
(jumping genes)
Mobile genetic elements, or transposons,
are stretches of DNA in eukaryotic genomes that are
capable of excising themselves out of the host chromosome
and moving to another location on the chromosome or even
to another chromosome. They are flanked by DNA sequences
that encode instructions for their own movement. Some
jump about so regularly that they have been dubbed
mariner transposons. When Barbara McClintock
first described jumping genes in the 1940s, she didn't
know what a Pandora's box she had so brilliantly opened (Figure
2).
Some mobile genes are more
prolific than others. Called retrotransposons,
they carry a gene for reverse transcriptase, so that when
their DNA is transcribed into RNA, they can
reverse-transcribe the RNA into DNA progeny that
broadcast themselves around the genome and splice
themselves in at any point. The process can lead to a
massive increase in copy number over a short period of
time. Incredible as it may seem, up to 35% of the human
genome and over 50% of the maize genome are believed to
consist of retrotransposon DNA (15).
Retrotransposons often land in a
harmless place in the genome (a noncoding
site). If <5% of the human genome consists of coding
DNA, this is not surprising. But sometimes they land inside
a functional gene, disrupting the gene and producing
disease. Muscular dystrophy is believed to be one such
hereditary disease.
The yeast genome contains
regions believed to be landing pads for
retrotransposons. Perhaps this is a case of if you
can't beat `em, at least show `em to a safe seat.
Some retrotransposons may be
distant progeny of proviruses. The term retrotransposon,
however, should not be confused with retrovirus,
as these are not (yet?) viruses but highly adapted
elements of the genome.
Transposable elements appear to
have been components of eukaryotic genomes since the
Cambrian (16). On the one hand, they seem to be
selfish genes, DNA parasitic upon DNA, coding
only for their own replication. On the other hand, they
may provide a fertile ground for genome rearrangements
and gene duplications, opening doors to evolutionary
change.
The genome has long been thought
of as an archival blueprint of life, a relatively
permanent record. Mobile genetic elements are replacing
that view with one of an ephemeral environment,
undergoing continuous remodeling. Genomes look more like
a melting pot of immigrants, welfare recipients, restless
teenagers, outright crooks, potential pathogens,
andhere and therea few honest, hard-working
genes.
Ernst Mayr, one of the
architects of modern evolutionary theory, once called the
genome a republic of parts. Today it seems
anything but a republic. The biologist William
Hamilton has written (paraphrased):
There came to me the
realization that the genome isn't the monolithic data
bank devoted to one project (keeping oneself alive,
having babies) that I had imagined it to be. Instead
it was beginning to seem more like a company
boardroom, a theatre for a power struggle of egotists
and factions. . . . I was an ambassador ordered
abroad by some fragile coalition, a bearer of
conflicting orders from the uneasy masters of a
divided empire. . . (17).
On the other hand, the small
minority of protein-coding genes seems to be a more
stable blueprint. They provide a framework for studying
molecular phylogenetic history and identifying complex
gene families that have evolved over hundreds of millions
of years.
Natural selection and the
immune system
When an unfamiliar antigen
enters the body and remains in the extracellular space, B
lymphocytes initiate rapid replication and reshuffle
their antibody-coding genes at a high rate. Called somatic
hypermutation, this occurs within individual B cells.
An army of B cell precursors moves to the outer zones of
lymph nodes, where the B cells compete, in a
sense, to make an antibody that best binds to the new
antigen. After several rounds of hypermutation, one of
the B cells by chance hits upon an antibody that binds to
the antigen and is stimulated to produce a rapidly
spreading clone of itself. Its progeny will secrete a
soluble form of the antibody into the plasma.
The genes coding for this
antibody will be inherited by the progeny of that B cell,
often for the life of the host. But the code is inherited
only in the B-cell line, not in the host's germ cells.
The antigen has acted as the criterion for selection
within a somatic cell line. It's a vertebrate's way of
doing what some viruses doreshuffling gene segments
to create new genotypes virtually overnight. But our B
cells do it inside their own genome, instead of trading
off gene segments with other B cells, as viruses do
between strains.
The result of somatic
hypermutation, together with point mutations, is
remarkable: theoretically up to 18 billion
different antibody molecules can be created from only 300
genes. Like microbes, the vertebrate immune system is
capable of generating rapid and extensive genetic
diversity (Table 2).

Antibodies are the weapons of
the so-called humoral immune system, which first appeared
with the evolution of vertebrates. We also have the
innate immune system and the MHC. The innate
system is a first line of defense and can destroy some
microbes outright. It is crucial as an early defense
while the humoral system and MHC are building their
specific responses to each challenge.
The humoral and innate systems
detect only extracellular pathogens; once a virus
or bacterium moves into a cell it is beyond their reach.
The term adaptive immune system refers to both the
humoral and cell-mediated arms, as both respond
selectively to new antigens.
MHC molecules are specialized to
recognize foreign peptides inside the cell, bind to them,
and carry them to the cell surface. There they are
recognized by T cells, which either destroy the invader
or initiate apoptosis, which destroys the infected cell
and prevents further replication of an invading virus. A
number of viruses can down-regulate the transcription of
MHC genes, thus interfering with the cell-mediated immune
response (13). This provides another clue to the
usefulness of MHC polymorphism.
Gene polymorphism in the malaria
parasite seems to represent a countervailing strategy in
the arms race. When inside red blood cells, the parasite
exports some of its own polypeptides to the surface of
the cell, and here it is open to immune attack. The
polypeptides are encoded by an estimated 200 genes, the
largest gene family in Plasmodium falciparum. This
polymorphism enables extreme antigenic variation in the
polypeptides inserted in the red cell membrane, thus
keeping the host immune system scrambling to make new
antibodies (18).
This abbreviated approach to the
immune system is misleading unless the bridges between
the 3 arms are appreciated. For example, the humoral
response is primed by activities of the cell-mediated
arm. This occurs in at least one way: when an
antigen-presenting cell takes in foreign peptide
fragments by endocytosis, the fragments are transported
by MHC molecules to the cell surface and
presented to T cells. Antigen binding by T
cells triggers release of cytokines by helper T cells.
The cytokines activate B cells, which make antibodies.
The humoral and cell-mediated arms are thus
interdependent.
There are tantalizing new hints
that some autoimmune diseases may result from reduced
exposure to parasites. Inflammatory bowel disease is most
prevalent in countries with a high standard of living,
where people are at low risk for helminthic infections;
in turn, human populations with chronic helminthic
infections tend to have a low incidence of inflammatory
bowel disease. Experimental exposure to helminthic
parasites in mice was shown to blunt the inflammatory
responses that result in intestinal mucosal injury, and a
preliminary study of human patients with refractory
inflammatory bowel disease showed clinical improvement
after oral administration of helminth eggs, with
down-modulation of the inflammatory response (19). The
vertebrate adaptive immune system has evolved over
hundreds of millions of years in a parasite-rich milieu.
Do autoimmune diseases reflect immune function gone wrong
in a novel, hygienic environment?
Molecular biology is providing
an embarras de richesses in the form of insights
into immune system evolution and function. We may owe the
remarkable repertoire of our humoral immune system to a
transposon insertion in the germ line of B lymphocytes
early in vertebrate history. The recombination of gene
segments in developing B lymphocytes (somatic
hypermutation) is enabled by the same splicing and
joining that takes place in transposon splicing and
integration and is mediated by the same enzymes encoded
by a transposon that inserted itself in early vertebrate
chromosomes. According to this hypothesis, antibody
formation becomes a dramatic expression of genetic
restructuring by transposons. The change was presumably
immortalized by natural selection acting on a beneficial
adaptation (20).
STRATEGIES OF
PARASITES
Virulence
Suppose that 3 strains of a
pathogen are circulating in a host population. Strain 1
is the most virulent strain, with a high
reproductive rate. It kills the host quickly, curtailing
its own spread. Strain 2 has intermediate
virulence and moderate reproductive rate. The host
becomes ill but remains intermittently mobile and
continues to spread the strain. Strain 3 is the least
virulent strain, with a low reproductive rate. The host
is mildly ill and fully mobile, but there is less
shedding of the agent into host secretions.
When would strain 1 be likely to
outcompete the other strains? When transmission is easy,
as with open sewers, with trench warfare, or in refugee
camps. Easy transmission means host death is relatively
unimportant to the parasite. The most virulent strain
wins, as it reproduces most rapidly and moves more genes
into the future than other strains, and those progeny
have no trouble finding hosts. By similar reasoning,
strain 3 wins if transmission is difficult, requiring
live, mobile hosts who can serve as vectors as long as
possible.
The relation between virulence
and ease of transmission, explored in depth by biologist
Paul Ewald, provides valuable predictive power, all else
being equal (21, 22). Although only in laboratory tests
can all else be kept equal, the correlation provides
important information. Serial passage experiments, in
which an inoculum of a pathogen is passed from laboratory
host to laboratory host, show that competition among
strains drives parasite adaptation and the evolution of
virulence (23). These experiments, however, do not
reflect the natural history of host-parasite relations.
Transmission relies on the experimenter, and hosts are
usually of low genetic diversity or even clonal.
How can a parasite get
away with high virulence, without seriously
compromising transmission and losing out to other
strains? One way is to employ a vector, such as a
mosquito, tick, or flea, to provide transmission to the
next host. Then the parasite can afford to replicate
rapidly and immobilize the hostprovided, of course,
that the vector can get to an immobilized host. Another
way is to delay the onset of illness, enabling spread
during a pre-illness phase while the host is mobile.
Another way is to infect some hosts as carriers only, as
in the case of typhoid and hepatitis A. Still another way
is to utilize cultural vectors, such as sewage,
food, or hospitals, all maintained free of charge by
human hosts. An uncommon but effective way is survival
for long periods in the environment. Many fungal
pathogens survive well outside of a host, but most
bacterial and viral pathogens don't. Finally, the
parasite could establish a wildlife reservoir, so that a
source of an inoculum would exist indefinitely. Smallpox
could not have been eradicated if the virus could hide in
a wildlife reservoir. In any of these ways a parasite may
retain its virulence and a high reproductive rate and
minimize the cost of truncated spread caused by early
host immobility or death.
Contrary to Lewis Thomas'
argument that there is nothing to be gained, in an
evolutionary sense, by the capacity to cause illness and
death, there is now ample reason to believe that
pathogenicity is as reasonable a strategy as any other,
given certain ecological conditions or imperatives. One
such imperative is competition with other strains, and
one such ecological condition is a new crossing of the
species barrier into a novel host species whose immune
system is na?ve to the new pathogen. Such a pathogen may
not have had time to evolve more effective adaptations to
the new host.
One bacterial pathogen has found
a way to repair the damage it inflicts, in the interests
of its own replication in the living host. Salmonella
typhimurium first disrupts an intestinal epithelial
cell and achieves into it and then elaborates a protein
that helps the cell restore its disrupted cytoskeleton.
Both the disruption and restoration of cellular
architecture are under bacterial control (24).
Pathogenicity and high virulence
are here to stay. Yet many highly successful parasites
make a perfectly good living without being virulent most
of the time, such as common cold viruses, herpes simplex
viruses, and Chlamydia bacteria.
Host death begins to look like
an incidental byproduct of infection, not an outcome that
is useful to the parasite. It is a price that both host
and parasite pay. One fundamental cause may be
competition between parasite strains, in which the more
virulent strains move more genes into the future; as
Ewald emphasizes, more virulent strains are favored when
transmission is made easier. Alternatively the cause may
be a newly emerged pathogen that has recently crossed the
species barrier and happens to be highly virulent to the
new host. Host death may occasionally benefit a pathogen,
such as anthrax bacteria, which spread by spores formed
and released upon death of the host organism. Anthrax
spores can remain viable in the soil for a decade or
longer.
Unreasonable specificity of
pathogens: zoonoses and the species and tissue
barriers
The term zoonosis
refers to a disease in humans caused by a pathogen of
other animals that has crossed the species barrier to
humans. The organism may or may not cause illness in the
other animal. Examples include rabies, toxoplasmosis,
cutaneous larva migrans, brucellosis, trichinellosis, and
hantaviral infection.
Herpesviruses have a clear
preference for certain host species and not
others. For each herpesvirus there exists a host for
which the virus is almost always fatal and reservoir
hosts in which the virus produces little or no clinical
illness. HSV-1, for example, is usually latent in man and
fatal in Aotus monkeys, gibbons, and marmosets.
The tiny flagellated protozoan Trypanosoma
brucei brucei causes a disease in cattle resembling
African sleeping sickness in humans but does not harm
immunocompetent humans. It causes an initial infection in
humans that is quickly controlled by host defenses. In
1995 two apolipoproteins from human serum were found that
destroy trypanosomes by inducing oxidative damage.
Infectious diseases believed to
be unique to humans include cholera, typhoid fever,
smallpox, rubella, pertussis, syphilis, and gonorrhea. As
far as we know, the pathogens of these diseases may
infect other animals only if those animals are
immunocompromised.
The opposite of zoonoses,
humorously dubbed humanoses, include
tuberculosis spread to domestic and zoo animals by
humans, and salmonellosis transmitted to penguins by
researchers in the Antarctic.
The tissue barrier is as
remarkable as the species barrier. Pathogens attack one
kind of cell and utterly ignore another in the same host.
The rabies and polio viruses infect anterior horn cells
and cerebral neurons, respectively, and disregard most
other cell types. Yet there are also pantropic pathogens,
like tubercle bacilli, which infect lungs, bone,
genitourinary tract, meninges, peritoneum, and skin.
Both species and tissue barriers
tumble down in an immunocompromised host. Pathogens that
normally infect other species move in. The line between
fungal pathogens of plants, for example, and fungal
pathogens of humans becomes blurred in immunocompromised
human hosts, who become living Petri dishes. The fungi
consume host tissues like they would eat a plant leaf.
The Centers for Disease Control
and Prevention recommends that immunocompromised pet
owners keep their pets indoors, take them for regular
checkups, keep vaccinations current, declaw cats, and
avoid very young pets, which are more likely to shed
enteric organisms in their stool. Immunocompromised
individuals should avoid jobs that require intensive
exposure to animals, such as veterinary medicine or
zookeeper employment.
Species barriers are rarely
absolute. Given a fighting chance, barriers may be
breached. As we invade the last tropical rain forests on
Earth, we are laying out a red carpet for novel microbes
to explore new host territory. There is, in fact,
evidence that species barriers are being crossed at an
accelerating rate around the world. In closely monitored
groups of marine mammals, new diseases and disease
epidemics are occurring with increasing frequency. Rather
than reflecting the appearance of new pathogens, these
diseases appear to reflect an expansion of the host range
of previously known pathogens. A new disease,
aspergillosis of sea fan corals, has been attributed to
transport of terrestrial fungi in runoff waters.
Morbillivirus infections, including distemper, have
caused mass mortality in seals and porpoises around the
world and have been acquired in some cases from domestic
dogs. Influenza viruses from aquatic or migratory birds
have caused mortality among seals and whales. Human
activities have modified marine and terrestrial
ecosystems, opening avenues for microbial spread to new
hosts (25). Terms such as primary host,
reservoir host, and zoonosis may
become more tentative as we look more closely at the
changing specificities of parasites.
Extended
phenotype
A remarkable study has shown
that mosquitoes carrying malaria parasites bite more
frequently and more aggressively than parasite-free
mosquitoes (26). The researchers speculate that the
parasite interrupts afferent signals from the mosquito's
abdominal stretch receptors, blocking a sensation of a
full blood meal. For once, parasites do not treat their
vectors with kindness! This finding is a novel example of
Richard Dawkins' extended phenotype, the
expression of genes in the body or behavior of another
organism (27, 28). The concept of an extended phenotype
has great teaching merit, as it provides a new way of
understanding how a parasite manipulates the phenotype
(body or behavior) of another organism in its own
interests. The mosquito would normally limit its biting
frequency to match its own needs for blood, but it is
driven to more aggressive biting by the parasite, which
benefits from the greater number of contacts.
Rats parasitized with Toxoplasma
gondii also seem to be manipulated by their parasite
into behavior of unilateral benefit to the parasite and
clearly dangerous to the rats. Parasitized rats in a
recent study were found to lose their natural fear of new
objects and odors, and some, in a suicidal turn, were
actually attracted to feline scents. Only in its
definitive host, the cat, can T. gondii undergo
sexual reproduction and complete its life cycle. The
authors of the study suggest that the rats' changed
behavior results from the presence of the parasite in the
rat's brain, where it promotes behavior that makes the
rats more susceptible to predation by cats (29).
The biting behavior of rabid
mammals represents another example of manipulative
behavior on the part of a pathogen, in this case a virus
that infects not only the brain but also the salivary
glands of its mammalian host. The host's brain is
modified to induce aggressive behavior, and the salivary
glands supply copies of the virus to be spread by the
biting behavior. In like manner upper respiratory viruses
and Mycobacterium tuberculosis achieve spread by
causing their hosts to disseminate them in respiratory
droplets. Some birds lay their eggs in the nest of the
same or another species and leave them there to be tended
by an unwitting foster parent who also feeds the chick
after it hatches; called brood parasitism, this
deceptive strategy is yet another example of the extended
phenotype, in which the true parent tricks the foster
parent into performing the chores of parenting. It is as
if the victimized bird were an extension of the true
parent's phenotype and motor neurons of the perpetrator
extended to the muscles of the victim.
When you see a behavior you
don't understand, ask yourself whose genes it is
benefiting (Figure 3).
Parasite life history and
ecology
The ability of bacteria to adapt
to chemical and environmental challenges is legendary. At
the Homestake gold mine in South Dakota, bacteria were
found that not only survived the cyanide effluent but
utilized the carbon and nitrogen of the cyanide as
nourishment (30). The bacterium Deinococcus
radiodurans survives exposure to several million rads
of ionizing radiation, which breaks down the toughest of
glass containers. It repairs its DNA by lining up the
broken parts with their homologues on other chromosomes
(31). Alkaliphilic bacteria thrive at a pH of 10 in soda
lakes of the African Great Rift Valley, and acidophilic
bacteria thrive near a pH of 0 in Yellowstone's sulfur
springs. Thermophilic bacteria survive and reproduce
between 90C (194?F) and 113C (235?F) in hydrothermal
vent ecosystems, and cold-loving bacteria grow at 0C
(32?F) in the winter ice cover of high mountain lakes
(32, 33). Three vignettes follow that further illustrate
adaptation to the environment.
Herpesviruses.
Herpesviruses are past masters at producing latent
infections in humans, for the life of the host. This is
not a simple task. Consider the steps taken by HSV-1 and
HSV-2, which produce cold sores and genital herpes,
respectively (with a little overlap):
- The virus must enter the
terminal branches of sensory nerves on the lips
or genitalia.
- It must climb up to the
neuronal cell bodies (Greek herpein, to
creep) and hide inside them, escaping immune
surveillance (neurons are
immune-privileged cells with reduced
MHC activity).
- The target neurons are in
the trigeminal ganglion (for HSV-1) and the
sacral ganglion (for HSV-2); the virus resides in
those neurons for the life of the host.
- The virus must insert its
DNA into the neuron's chromosomes and, because
these neurons are nonreplicating, the virus must
find a way to get itself replicated periodically,
permitting sporadic bursts of infectivity. During
these episodes of replication, it moves out to
the lips or genitalia where it produces lesions,
which enable shedding and spread of virus.
The unique ecology of these
herpesviruses enables them to survive and spread without
being virulent. Since the host is both virus factory
and vector, the virus has achieved the ideal state of
harmlessly infecting a healthy, active host which can
broadcast it far and wide.
Some herpesviruses have even
managed to erase their own tracks. A high proportion of
persons reactivate HSV-1 and 2 subclinically,
i.e., without discernible lesions or symptoms. The virus
bursts out of the ganglia and spreads out on mucosal
surfaces for 2 or 3 days, without producing any fever
blisters or genital ulcers, then disappears again. While
on mucosal surfaces it is easily spread by contact to
anyone else (34).
Lyme disease (Lyme
Borreliosis). Lyme disease is the
most common vector-borne disease in the USA. White-footed
mice constitute the wildlife reservoir of the spirochaete
Borrelia burgdorferi, and the tick, Ixodes
ricinus, is the vector. Larval and nymphal
ticks are infected by the mice, and adult ticks in turn
infect humans and white-tailed deer, both of which are
incidental hosts. The deer are important in Lyme disease
epidemiology, however, because ticks of reproductive age
live on deer, not mice.
The mice feed on acorns and the
pupae of gypsy moths. The moths are an introduced species
that periodically defoliates the oak forests, causing a
crash of acorn crops and a consequent population crash of
mice. With few mice, the incidence of Lyme disease
plummets.
Oaks produce large acorn crops
every 2 to 5 years in episodes of mast
fruiting. Acorns are rich in proteins and lipids
and set off an ecological chain reaction.
Mice and deer gorge on acorns and their populations grow;
tick populations increase along with their host numbers,
and moth numbers decline as they fall prey to mice.
Still other variables come into
play, such as rainfall and competing parasites. A chaotic
network of interactions generates multiple feedback
loops, each loop having a different time course.
Prediction of Lyme disease risk becomes a major challenge
for models and computers (35, 36). The lesson is that
ecology must be taken into account. Virulence, an
important variable, is but one of many.
Helicobacter pyloria
highly specialized symbiont. Colonization
of the human stomach by the bacterium Helicobacter
pylori is believed to be a causative factor in up to
80% of gastric and 95% of duodenal ulcers and is strongly
implicated in the pathogenesis of chronic gastritis and
gastric adenocarcinoma. At least half (perhaps two
thirds) of the world's human population is infected,
making it the most widespread chronic human bacterial
infection known. Low socioeconomic status and
crowding are associated with higher prevalence, and
evidence points to intrafamilial spread, possibly by the
oro-oral or feco-oral route. The bacterium can survive on
the body and in the gut of houseflies, suggesting a
possible mode of spread.
H. pylori is well adapted
to the hostile environment of the stomach at extreme acid
concentrations, despite vigorous humoral and cellular
immune responses mounted against it. It has a relatively
small genome1.7 megabase pairs compared with 4.6
for E. coli and 5.8 for Pseudomonas aeruginosa,
bacteria that can live in a wide range of habitats.
Features of its small genome reflect its highly
specialized adaptation. It has very few regulatory genes
for switching on and off genes needed for moving between
different environments, supporting epidemiologic evidence
that it lives mostly in the stomach. The enzymatic
pathways needed for survival in this harsh milieu are
continuously switched on. The most abundant enzyme
produced by H. pylori is a urease that breaks down
urea and releases ammonia, making its immediate
environment less acidic. It eventually migrates below the
mucous layer where the cellular environment is less
acidic.
Are gene sequences too
reductionistic to reveal the ecology of an organism? With
H. pylori, we have a dramatic refutation of this
claim. Approximately one third of the 1590 genes
identified in H. pylori have no equivalents in
databases of other bacteria. They provide a clue to
proteins that can be targeted for therapeutic drugs or
vaccines specific to this microbe, sparing the normal
gastrointestinal flora (37).
It has been suggested that H.
pylori may actually have beneficial effects on
infected carriers who are heavily exposed to other
gastrointestinal pathogens. A recent study has found that
H. pylori possesses antibacterial activity to
which it is itself resistant (38). If H. pylori is
an innocuous gut symbiont for most people and may
actually benefit some, it may be an example of a
longstanding mutualism, a symbiotic relationship in which
both parties benefit more than they losethat is,
the association helps both to survive and reproduce.
Natural selection would favor a cooperative
interaction on the part of both organisms, if this is the
case. The colonist would be selected to maintain low
virulence, and the host would not mount a damaging immune
response.
COEVOLUTION OF HOSTS AND
PARASITES
Like hosts, parasites have
evolved from earlier ancestors. Time lines of free-living
organisms can be thought of as accompanied by a
co-evolving cloud of colonistspathogens, parasites,
and symbiotic microorganisms (Figure
4). Family
trees of hosts and contemporary symbionts often reveal a
congruity in branching patterns, which suggests parallel
evolution of both partners over long time intervals (39).
The clouds overlap, and there is a dynamic movement of
some colonists across species boundaries (Figure
5).
The co-evolutionary arms race
may at times be more like trench warfare,
with recurring advances and retreats in resistance gene
frequencies in a host population (40). Recurring
epidemics drive up resistance gene frequencies, which
fall during intervening epidemic-free periods. This
dynamic gene polymorphism is long-lived and maintained by
natural selection.
High pathogenicity and mutualism
span an unbroken continuum along which organisms may move
dynamically over evolutionary time. The surprisingly
common world of symbioses and mutualisms is reflected in
family trees of co-evolving partners and will be covered
in a future review.
NEW CHALLENGES
Prions
If prions are infectious
proteins, as we think they are, they are an anomaly in
modern biology, as they are transmissible disease agents
without a genome. They cannot replicate themselves or
(like viruses) manipulate a cell into replicating them.
How does natural selection maintain them? The more
important question should probably be how selection acts
on the genes coding for them. For the genes to be
maintained (especially in the face of the lethality of
the protein in the disease-causing conformation), there
may be an unrelated advantage conferred on the host that
spreads them, one that we can now only guess at. Genes
predisposing to hereditary diseases such as sickle cell
disease and diabetes mellitus seem to be maintained in
this manner; they confer advantages on the host that
outweigh the disadvantages, in an evolutionary sense.
Some studies suggest such an advantage conferred by prion
protein genes, such as a possible role in long-term
survival of Purkinje neurons (41, 42).
Noninfectious
diseases
Are all diseases infectious?
asks the title of an article in The Annals of Internal
Medicine (43). The tongue-in-cheek question seems
less far-fetched the more we discover about disease
etiology. There is no longer doubt that some viruses are
oncogenic, triggering the onset of neoplastic change in
cells. Some viruses infect a cell and code for oncogenic
proteins that remove restraints on cell division; others
insert their genome into the host genome adjacent
to a proto-oncogene, switching it to an oncogene,
which begins to code for oncogenic protein. Helicobacter
pylori, isolated for the first time in 1982 from a
human gastric biopsy, has radically changed our view of
the etiology of gastric and duodenal ulcers and gastric
adenocarcinoma. Seroepidemiologic and anatomical studies
have implicated Chlamydia pneumoniae in coronary
artery disease, myocardial infarction, carotid artery
disease, and cerebrovascular disease, although a strict
causative role has yet to be established. Campylobacter
jejuni infection has been implicated in up to 75% of
cases of Guillain-Barr? syndrome. Molecular mimicry,
involving the induction of self-directed immunity by
microbial antigens, may help explain the role of
streptococci in rheumatic heart disease, chlamydia in
atherosclerosis, and C. jejuni in Guillain-Barr?
syndrome.
Bacterial biofilms
Bacterial biofilms (44) may be a
common cause of persistent infections. Bacteria can
adhere to solid surfaces and form a slippery coat; these
microbial communities display an inherent resistance to
antimicrobial agents and constitute a protected mode of
growth. Cells in different regions of a biofilm show
different patterns of gene expression. The complexity of
biofilm structure has prompted a comparison to the social
behavior of multicellular organisms. Using a remarkable
molecular language called quorum sensing,
bacteria in the company of others sense both their own
numbers and those of other species, altering their
behavior and collectively forming biofilms (45).
Genetic vaccines
DNA (genetic) vaccines, in which
naked DNA is injected in the form of plasmids, are a
promising new approach to prevention. Target cells take
up the injected plasmids and begin manufacturing proteins
coded for by the new DNA. Strong humoral and
cell-mediated immune responses usually result. A
potential complication of DNA vaccination is
incorporation of vaccine DNA in fetal or germ-line cells,
which might induce immunological tolerance in the
progeny, with resulting susceptibility to infection and
to development of a carrier state (46).
An especially intriguing form of
genetic vaccination is expression-library immunization,
pioneered by Stephen Johnston at the University of Texas
Southwestern Medical Center. This technique breaks up the
entire genome of a pathogen into expression libraries
representing a portion of the pathogen's genome. DNA from
these libraries is injected into mice, which are later
challenged with the pathogen. Those particular fragments
that protected a subset of the host population are
further broken down and the new fragments injected into
another population of mice. The final individual gene
fragments most effective in providing protection are then
incorporated into a multi-component vaccine. The most
remarkable feature of the technique is that the immune
system has been used to screen candidate genes; nothing
needs to be known of the pathogen's biology (47).
Bioterrorism
Bioterrorism has suddenly (and
belatedly) taken center stage. The threat of biological
warfare is decades old, and bioweapons are potentially
more devastating than nuclear weapons. Smallpox or plague
can leapfrog over large geographic areas like a
biological crown fire, and current supplies of
antibiotics and vaccines are inadequate to quench the
conflagration. According to Ken Alibek, an expert in
Russia's bioweapons program who defected to the USA, at
least 70 different types of bacteria, viruses,
rickettsiae, and fungi can be turned into weapons (48).
One panel of experts listed smallpox, plague, anthrax,
and botulism as the most likely choices for bioweapons
(49). For decades the Russian program produced
genetically altered agents that were uncommonly virulent
and antigenically modified so that traditional vaccines
would not provide protection. A gene for myelin toxin,
which destroys the myelin sheath around neurons, was
successfully introduced by Russian scientists into Yersinia
pestis, the agent of plague. An Ebola-smallpox
chimera may also have been engineered, marrying the
virulence of both agents to the airborne spread of
smallpox.
Bioterrorism and emerging
infectious diseases call for a new awareness of
infectious disease epidemiology, including how pathogens
and parasites evolve and how we may be subverting the
evolutionary process by genetic engineering.
Laboratory-induced virulence and epidemic spread by human
design are new kinds of threats with no counterpart in
the evolutionary past.
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