| The metaphor of a host-parasite
arms race spawns a fertile new approach to the
understanding of the myriad interactions between
host and colonistinteractions that
constitute the epidemiology and natural history
of infectious and parasitic diseases. Sexual
reproduction in eukaryotes and prolific
parasexual gene exchange among
bacteria and viruses fuel the arms race by
generating genetic diversity, the common currency
of effective defense and competition. Emerging
and reemerging infectious and parasitic diseases
serve as urgent reminders that we are
irreversibly altering our global environment.
Antibiotic resistance signals our achievement in
domesticating microbes that can outwit us.
Historical epidemics of infectious diseases add
an important dimension to the understanding of
our current challenge. |
he
term parasite comes from para (Greek for alongside)
and sitos (Greek for grain, food); parasitos
was a guest who came to eat but didn't bring food.
The term pathogen comes from pathos
(Greek for suffering) and gen (Greek for genesis,
birth). Pathogen usually refers to viruses,
bacteria, or fungi that cause disease in host organisms.
Unicellular eukaryotic parasites such as pathogenic
amoebae are often called either pathogens or parasites.
In this review parasite will signify any organism that
lives on or in another, larger host organism, deriving
most or all of its nourishment from the host. It often
harms the host, without providing services in return (as
with a mutualist). Commensal organisms, which derive
benefit from the host but cause little or no harm, are
included in the meaning of the term. Parasites may
alternate between harmful and harmless roles in the same
host, and the roles played are often incompletely known.
Parasite is thus a general term covering colonists from
viruses to helminths, which usually harm the host.
PREVALENCE OF PARASITISM
It has been said that there are 4 habitats
for organisms on Earth: terrestrial, marine, freshwater,
and another organism.
If every multicellular organism we know harbors 1
species of parasite, and often >1 species, and if
parasites themselves have parasites, then the sobering
possibility exists that there are more parasitic than
nonparasitic species of organisms on Earth.
Bacteria, archaea, and fungi have their own viral
pathogens, and the closer we look, the more examples we
find of viruses parasitic upon other viruses. The
hepatitis delta agent, for example, needs the hepatitis B
virus for packaging its nucleic acid in protein.
Hepatitis delta virus is thus parasitic upon the host
cell and hepatitis B virus (1).
Biology students are taught that organisms occupy
ecological niches. It is often forgotten that a host
organism may constitute the niche, perhaps more often
than not. There may even be a succession of host species
at different stages in a parasite's life cycle. Parasites
are sometimes useful in deriving the phylogenetic history
of their hosts. Ancestors of present-day parasites may
have been parasitic on ancestors of their current hosts,
and coevolved specializations provide clues to shared
ancestry. A new biological law has been
whimsically proposed: it's easier to steal something than
to get it honestly.
AN EVOLUTIONARY PERSPECTIVE
Red Queen hypothesis
The Red Queen hypothesis is about the host-parasite
arms race. It may be the single most powerful
paradigm for understanding infectious and parasitic
diseases. The hypothesis states that genetic diversity is
paramount in staying one step ahead, whether you're a
parasite or host (2). For eukaryotes, this means
reproducing sexually. With sexual reproduction, genes are
reshuffled in every generation. However well adapted a
species may be, it must run like the Red Queen just to
keep up with its parasites, which are running too, but
with a different strategyshort generation times and
horizontal gene exchange.
Now, here, you see, it takes all the
running you can do to keep in the same place, the
Red Queen said to Alice, in Through the Looking Glass
by Lewis Carroll.
In the arms race between parasites and their hosts,
and between different parasites competing with each
other, the fastest way to run is to have lots of
different lottery tickets, in the form of different
genotypes. Only in this way can a parasite keep its enemy
guessing. The great struggle is more with other organisms
than with the abiotic environment.
Support for the Red Queen hypothesis is abundant.
First, parasites usually attack the most common host
phenotype, and organisms with both sexual and asexual
phases in their life cycle tend to revert to sexuality
when faced with high parasite exposure. Most of our crop
plants are genetically uniform because of bottlenecks
imposed on them during domestication. A devastating
epidemic of southern corn leaf blight ravaged farms
throughout North America in 1970, causing the biggest
economic losses ever recorded for a single crop in a
single year; nothing seemed able to stop the fungus until
wild varieties of maize were crossed with cultivated
corn, which created varieties resistant to this blight.
Second, genotypic diversity provides survival benefits
for a host. An excellent example is the resistance to
human immunodeficiency virus 1 (HIV-1) infection that
occurs in whites who are homozygous for a mutant allele
of the CCR-5 chemokine receptor gene. These individuals,
perhaps 1 in 100 whites in the USA, are uniquely
resistant to HIV infection by virtue of having a
defective receptor. In addition, a mutation in a gene
coding for a chemokine molecule (not a receptor) has been
shown to alter the course of HIV infection, with striking
increases in longevity if the individual is homozygous
for the mutation (3).
Third, the remarkable polymorphism of the major
histocompatibility complex (MHC) appears to be generated
and maintained by pathogens and parasites. Genes of the
MHC code for proteins that deliver peptide fragments of
pathogens from the interior of the cell to the cell
surface for recognition by T lymphocytes, which may then
initiate apoptosis, thus destroying the cell before it
replicates a virus. Genes for MHC proteins are among the
most polymorphic, and some have >50 alleles. Allelic
diversity of this magnitude must be actively maintained
by selection or only a few alleles would survive. The MHC
has a second unusual feature: instead of the few
nucleotide substitutions separating most alleles of a
gene, MHC alleles often differ by 100 substitutions. Such
variability in 2 dimensions implies strong selection
pressure, as might be expected from pathogens and
parasites which keep changing their weaponry. There is
strong support for the argument that infectious and
parasitic diseases are the driving forces for MHC
polymorphism.
There is evidence that some mammals select mates on
the basis of differences at MHC locithe greater the
differences, the more diverse their progeny would be at
these same loci. Smell seems to guide rodents in the
choice of a partner differing at MHC loci. There is
suggestive evidence in humans of such selective mating,
with unconscious guidance by the olfactory sense (a
chemistry between partners?).
If sexual reproduction is limited to eukaryotes, how
do prokaryotes and viruses achieve genetic diversity?
Genetic diversity in bacteria
Despite asexual reproduction, bacteria achieve rapid
genetic diversity through horizontal plasmid transfer
from one bacterium to another and through insertion of
genes by bacteriophages (bacterial viruses, or phages).
Such transfers may instantly confer new properties on the
bacterium, such as antibiotic resistance or virulence.
Sometimes Vibrio cholerae, for example, turns
virulent, and a mild initial infection becomes a deadly
disease. The gene for cholera toxin is carried by a
bacteriophage that infects V. cholerae with
accessory genes that help it spread through the bacterial
population (4). Similarly, the recent deadly epidemic of
food poisoning by E. coli 0157:H7 may have
resulted from phage inoculation: the almost identical
sequence of toxin genes in E. coli 0157:H7 with
those of Shigella dysenteriae type 1 suggests that
E. coli acquired the genes from Shigella by
horizontal transfer via bacteriophages.
There are 2 strategies by which phages achieve
replication. In one strategy, the synthesis of proteins
and DNA is redirected from bacterial cell to viral
particle, killing the bacterial host and releasing new
viral progeny.
With the second strategy, determined by a genetic
switch in the phage, the phage DNA is integrated into the
bacterial chromosome without harming the host. The
bacteria continue to thrive and multiply, and the virus
lives with its host cell, but no virus particles are
synthesized. The host may acquire new properties from the
phage DNA, such as antibiotic resistance or virulence
factors. In such cases, phage infection may be useful to
bacteria. After a period of time, in response to signals
such as a toxic agent that harms the host bacterium, the
phage excises itself from the host chromosome and
bails out, replicating itself and lysing the
host.
As with other infectious agents, phages show host
specificity. The phage that kills the Shiga bacillus, for
example, does not infect staphylococci.
Bacteriophage lambda is a lysogenic virus of E.
coli, which can choose either the integrated or the
lytic pathway described above. In the recently sequenced E.
coli genome, many phage genes were found, including
the entire integrated genome of bacteriophage lambda.
This provides concrete evidence of a fluid bacterial
genome that takes in and embraces foreign genes, some of
which may confer either virulence or antibiotic
resistance.
Phages have been found that have lost some genes
essential for their replication but that were
nevertheless incorporated into bacterial cell genomes.
Does this provide spare parts for related
phages integrated in the same genome? The bacterial
genome is a mercurial zoo of interacting genes, both
domestic and foreign (5). Or perhaps we get it wrong: if
foreign genes eventually become
domestic, our categories may be too hard and
fast.
As a defense against harmful phages, bacteria have
evolved restriction enzymesweapons that disarm
viral DNA by chopping the genome of an invading virus to
bits before it can take over the bacterial replicative
machinery. Restriction enzymes have been purified from
hundreds of bacterial species. Each enzyme cuts DNA at a
specific run of 4 to 8 base pairs. We use the enzymes as
scissors in the laboratory; the molecular biologist
Robert Pollack calls them plowshares beaten from
the swords of an invisible war between bacteria and their
viruses (6).
Microsatellite repeats constitute another defense of
bacteria. These highly variable segments of the bacterial
genome undergo slipped-strand mispairing, in which the
newly forming DNA strand slips with regard to its
template strand, scrambling downstream sequences and
producing highly variable new genes. These code for
changed proteins that may confer new resistant properties
on the pathogen.
E. coli has still another trick up its sleeve.
Increased mutation rates have been found in populations
of E. coli that are subjected to new environmental
conditions. It seems that the bacteria can accelerate
their adaptation to stress or new environments by
temporarily increasing their mutation rates. This has
been called directed mutation and
adaptive evolution (7).
Genetic diversity in viruses
RNA viruses lack proofreading enzymes for correcting
the transcription of their RNA into DNA. As a result they
have a high rate of point mutations, producing
antigenic drift.
Consider HIV. In a human host the virus replicates 24
hours a day from day 1. It causes the host to manufacture
the enzyme reverse transcriptase, which transcribes viral
RNA into DNA for insertion into the host nucleus. The
relatively low fidelity of reverse transcriptase, coupled
with a lack of proofreading enzymes, enables the
development of virtually limitless genetic variation,
just like sexual reproduction does for eukaryotes. An
asymptomatic host can harbor 106 genetically distinct
variants of HIV, and an AIDS patient may host more than
108, among which drug-resistant mutants are likely to
occur.
Ten billion virions are produced daily in established
HIV infection. If each contains, on average, 1 mutation
in the 9.2-kilobase HIV genome, a replication-competent
virus with every possible single drug-resistance mutation
is likely to be generated daily.
High virus load in a host triggers an immune response
that inhibits the dominant strain, allowing other strains
to multiply within the host. These are the very Darwinian
dynamics that we see in antibiotic resistance, when we
administer antibiotics and knock out a susceptible strain
of a pathogen, enabling takeover by resistant strains.
Recombinant viral genomes
As if this variability is not enough, different
globally circulating strains of HIV-1 can apparently
hybridize, forming new mosaic strains even at the onset
of infection. HIV, like all retroviruses, is diploid.
Each virion contains 2 RNA strands. If a cell is infected
simultaneously with 2 strains of a retrovirus, 1 RNA
strand from each strain can be encapsulated into a single
heterozygous virion. When this virion
subsequently infects a new cell, the reverse
transcriptase may jump back and forth between the 2 RNA
templates and cause crossing over, as occurs
in meiosis in eukaryotes when gametes are formed. All
subsequent progeny of the virus will be of this
recombinant genotype, created by vertical
gene exchange (from parent to progeny). It may be an
important retroviral evolutionary strategy and could be
considered a form of primitive sexual reproduction.
Several other families of viruses, including influenza
viruses, have segmented genomes that enable reassortment
of segments during the course of coinfection with 2
different strains of a virus. Novel recombinant strains
result, just as with retroviruses. Influenza viruses have
8 RNA molecules called segments. If 2 different strains
infect 1 host, progeny virus particles may be formed with
segments from different parent strains. This genetic
reassortment occurs in pigs, which become infected by
both human and avian strains. Pigs seem to be
mixing vessels where genetic exchange occurs
between avian and human strains. The new strains then
move into human populations. Pigs also seem to be mixing
vessels for Japanese encephalitis virus strains, which
colonize wild birds and humans. Culex mosquitoes
willingly provide transmission services among avian and
mammalian hosts.
Because fresh manure from pigs and ducks is used
around the world as fertilizer for fish ponds, there is
concern that fish farming (aquaculture) might spread new
influenza virus strains to fish and humans. In the worst
of practices, Thailand has a pig-hen-fish culture in
which hens are in cages above the pigs, which consume the
hen feces, and the pig pens are directly above fish ponds
into which the pigs defecate.
Fortunately not all viruses are highly changeable.
Poliovirus, for example, retains a highly conserved
structure even though it is subject to the same error
rate as influenza viruses. Nucleotides occupying the
first 2 positions in each codon scarcely change at all;
any mutations here must be strongly eliminated by natural
selection. As a result a relatively small quasispecies
cloud is created. In contrast, in the immunodeficiency
viruses, about 70% of all 3 codon positions are variable,
resulting in a very large quasispecies cloud.
Antibiotic resistance
Thirty years ago, a triumphant surgeon general of the
USA, celebrating the antibiotic revolution, informed the
nation that the book of infectious diseases was closed.
In the decades since, antibiotic resistance has become
one of the most urgent challenges in medicine. Like
pesticide resistance, it is a prime example of human
selection (domestication). Acting as agents of selection,
we kill off susceptible bacterial strains, leaving
resistant strains to take over.
Administration of antibiotics to humans and other
animals is only one way we set the stage for antibiotic
resistance. Half of the volume of antibiotics produced
annually in the USA is used to treat farm animals (8).
Antibiotic-resistant enteric bacteria are found in food
when they survive the production processes. If we consume
such food without thorough cooking, we may become ill
with an infection that is not only resistant to
antibiotics but possibly worsened by treatment that kills
off other bacteria.
Another way occurs when hospitals discard antibiotics
in the trash. The antibiotics often end up in landfills,
where they eventually enter groundwater and streams.
Microorganisms in the environment are exposed to them.
Emergence of multidrug resistance has been found in Yersinia
pestis from Madagascar. The responsible genes are on
a plasmid that appears to have come from intestinal
enterobacteria. How can interspecies plasmid transfer
occur? If Y. pestis organisms mix with enteric
bacteria in a blood-borne infection, or in the gut of a
flea that ingested blood infected with both
microorganisms, plasmids may conceivably cross species
boundaries (9).
Vancomycin-resistant enterococci are a frightening
example of antibiotic resistance. Long-term treatment
with vancomycin, especially when administered
prophylactically, has contributed not only to the
development of resistance, but also to bizarre new
strains of bacteria, vancomycin-dependent enterococci.
Continued administration of the antibiotic has brought
about selection for strains that not only tolerate it but
actually need it. In such cases withdrawal of the
antibiotic may reverse the infection!
In our quest for solutions, we may begin to turn to
antimicrobial strategies used by other organisms. A
striking example has just been found in leafcutter ants
(10), which are among the few organisms in nature that
cultivate their own food. Fungus gardens maintained by
the ants enable the breakdown of cellulose in the leaves
harvested. The fungus is vulnerable to attack by a
parasitic fungus of a different genus, and the ants carry
around a bacterium of the genus Streptomyces,
which produces antibiotics targeted to suppress the
parasitic fungus. Perhaps it is not coincidental that
many of our antibiotics have been derived from this same
bacterial family. The tripartite mutualism appears to be
highly evolved and of ancient origin, perhaps tens of
millions of years old. In the probable arms race between
pathogen and host, how do the ants keep their
antimicrobial defense current?
Natural selection and the medical disease
model
How can big, lumbering eukaryotic hosts hope to keep
up in the arms race with much simpler, tiny pathogens
that reproduce in vast numbers in no time, with virtually
unlimited variation? Eukaryotes are not only slow to
reproduce; they are also much more complex than microbes,
and uncorrected errors in replication are more likely to
be harmful to their highly integrated organ systems. The
best current answer is this: sexual reproduction succeeds
in generating the requisite diversity, albeit moving at a
snail's pace in comparison to microbial generation times.
Inbreeding, however, can deplete the genotypic
diversity of a sexually reproducing species. That crisis
is faced by many wild species today. Cheetahs are so
inbred that allografts are not rejected. They are at risk
of having too little diversity to escape a critical
epizootic infectious disease. Feline immunodeficiency
virus is the counterpart of HIV, causing the immune
system of cats to collapse. If it ever spreads through a
population of cheetahs, they may all be wiped out. The
same dilemma is faced by crop plants, which have been
inbred to a dangerous level of genetic uniformity.
The outcome of natural selection is a change in allele
frequencies. We talk of strategies for want
of a better term. There is no teleology, purpose, or
design in the natural selection model. Richard Dawkins
has compared natural selection to a blind watchmaker
(11). The analogy is good if by blind we mean
not only sightless but also completely unknowing of the
outcome of his choices. Natural selection can create
complex structures one step at a time, provided that each
step confers a survival or reproductive benefit on the
genes that work together to make up the organism. An
allele with even a slight advantage can enjoy greater
future representation over time.
No one has captured the historical importance of the
discovery of natural selection more poignantly than
Helena Cronin (12):
An awesome gulf divides the
pre-Darwinian world from ours. Awesome is not too
strong a word to describe the achievements of Charles
Darwin and Alfred Russel Wallace. The theory of
natural selection revolutionized our existence where
previously science had stood silent.
Medicine has been slow to incorporate evolutionary
theory in the study and teaching of disease etiology. One
of the resulting shortcomings in our medical disease
model is host-centrism. If we adopt a colonist-centric
view instead, we begin to think differently about the
dynamics of the arms race and how to approach disease.
The colonist is doing what any other organism is doing:
finding a means of surviving and replicating its genes in
the face of ever-present competition. Any genes that
compete successfully will be around to try again.
A colonist-centered view changes our interpretation of
virulence. The virulence hypothesis states
there is a positive relationship (coupling) between a
pathogen's virulence and its ease of transmission between
hosts, maintained by natural selection. This important
hypothesis, championed by Paul Ewald, professor of
biology at Amherst College, will be explored in greater
depth in a future review. The final level of virulence is
likely to be found in the trade-off between within-host
competition (with other colonists) and ease of
transmission, possibly resulting in host illness and
death.
If host death can be avoided, a pathogen may achieve
spread to other hosts over a longer period of time.
Herpes simplex virus type 1 can multiply and spread
without causing lesions or symptoms, in effect hiding its
own tracks, temporarily becoming a commensal organism,
until it causes host illness again. The virus is so
successful that virtually 100% of human adults have
antibodies to it.
Is host disease a clumsy blunder on the part of a
pathogen or parasite? Or is it an artifact of the
parasite's imperative to reproduce rapidly
enough to outcompete other parasites? Is there a trend
over evolutionary time for virulence to decrease? These
unanswered questions are among the most pressing issues
in host-parasite studies today.
HIV/SIV phylogeny
In early 1999, an important link between human and
simian immunodeficiency viruses was made. The link
provided an instructive example of a pathogen getting a
foothold in a new host species when the door is opened
wide (13).
The 4 subspecies of chimpanzees, which live in
discrete regions of tropical rain forest from the west
coast of Africa to the shores of Lake Tanganyika in
Tanzania, are healthy carriers of different strains of
SIVcpz (simian immunodeficiency virus chimpanzee), a
retrovirus related to human immunodeficiency viruses.
Researchers identified similarities in nucleotide
sequences in HIV-1 and the SIVcpz strains, carried by
only 1 of the 4 chimpanzee subspecies, Pan troglodytes
troglodytes. This subspecies lives in several
countries bordering the coast of equatorial West Africa,
where human HIV-1 infections have been recorded for the
longest time. Its natural range coincides uniquely with
areas of HIV-1 endemicity.
This important finding identifies Pan troglodytes
troglodytes as the primary reservoir of the SIVcpz
lineage that crossed the species barrier to
humans and evolved into HIV-1. All strains of HIV-1 known
to infect humans are closely related to only this one
SIVcpz lineage. At some point in the early 20th century,
this SIV lineage was given the opportunity to make the
crossing and to become established in humans. It may have
made many crossings before becoming established; in fact,
the HIV phylogenetic tree suggests that at least 3
different crossings were made, resulting in the current
HIV-1 viruses infecting humans around the world (Figure
1).
Why did these successful transspecies crossings occur
when they did? To our knowledge, chimps and hominids have
coexisted in equatorial Africa for hundreds of thousands
of years. The reason for these crossings may be the same
as that for Ebola infection. Until humans invaded the
rain forest in large numbers, moving in and out with
unprecedented global mobility, viruses apparently crossed
species with only limited consequences, soon to be
forgotten. Earlier in the century, small-scale epidemics
of devastating illnesses apparently occurred with some
regularity in anyone's lifetime in tropical African rain
forests, but they disappeared as mysteriously as they had
come. Field workers from the Centers for Disease Control
and Prevention (CDC) reached these conclusions while
studying the history of Ebola-like outbreaks prior to the
1976 Ebola epidemic in Zaire (now the Democratic Republic
of Congo) and southern Sudan.
There are 2 major types of HIV, HIV-1 and HIV-2. Each
has many subtypes. The RNA sequences of the 2 viruses are
very different, with an average similarity of only 60%.
HIV-2 produces the same clinical AIDS syndrome as HIV-1,
but onset of disease is later and viral load is lower
(14, 15). The efficiency of heterosexual transmission of
HIV-1 is up to 5 times greater than that of HIV-2; this
may be one reason why there is no HIV-2 pandemic. HIV-2
is the predominant virus in West African countries and
has spread very little to other areas of the world.
HIV-2 appears to have crossed to humans from sooty
mangabey monkeys in West Africa. These monkeys, like
chimpanzees, have been hunted for food, and they are also
kept as pets. A strain of SIVsm (simian immunodeficiency
virus sooty mangabey) closely related to HIV-2 has been
found in sooty mangabeys whose natural habitat coincides
with the epicenter of the HIV-2 epidemic today.
The ability of simian viruses to jump host species
provides a model for human pathogens in general, all of
which have ultimately evolved from preexisting pathogens
or commensals of other species.
CONTEMPORARY issues in INFECTIOUS AND
PARASITIC DISEASES
The principal killers today
Three parasites stand out today as causing the
greatest human mortality. One is a bacterium, one a
protozoan, and one a virus.
Mycobacterium tuberculosis infects almost one
third of the world's population (at least 1.7 billion of
the world's 5.9 billion people) and causes 3 million
deaths annually.
Malaria parasites (Plasmodium spp.) cause at
least 3 million human deaths every year. Many surely go
unreported, especially deaths of rural children in
developing countries.
HIV-1 causes over 3 million deaths annually and is
spreading at an accelerating rate throughout Africa and
Asia. In 1998, about 6 million seroconversions were
reported, and some 35 million people were infected. Two
thirds of all new cases of AIDS occur in sub-Saharan
Africa, where the World Health Organization reports 5500
funerals every day for people who have died of AIDS.
Several African countries may achieve zero population
growth early in the 21st century.
Five million people are infected with both HIV-1 and
tuberculosis, three quarters of whom live in Africa (16).
Diarrheal diseases and their spread
Diarrheal diseases cause >3 million deaths
annually>8000 per day. The most lethal
players in these diseases appear to be Campylobacter
jejuni, Vibrio cholerae, Shigella dysenteriae,
Salmonella typhi, E. coli 0157:H7, and
rotavirus.
Over half of the chickens and turkeys examined in
grocery stores in the USA in 1997 were contaminated with Campylobacter
jejuni, and some 20% of the strains were resistant to
fluoroquinolone antibiotics. These very antibiotics are
given to chickens in their drinking water to prevent E.
coli infection! The Food and Drug Administration's
approval in 1995 of a fluoroquinolone for use in poultry
drinking water has provided an opportunity for resistance
to develop to all antibiotics of that class, which
includes ciprofloxacin.
Rotavirus infection is the most important cause of
severe childhood diarrhea worldwide, killing an estimated
870,000 children each year. In the USA it is the single
most important cause of hospitalization for childhood
diarrhea, mainly in children from 6 months to 2 years of
age. By 4 years of age most children have been infected
and are immune to the severe dehydrating syndrome (17).
Rotavirus multiplies in the gut with such efficiency that
its genome dominates the RNA content of stool. A child
with rotavirus diarrhea may excrete 1 trillion infectious
particles per mL of stool; as only 10 particles
constitute an infective dose, person-to-person
transmission perpetuates endemic disease. Human wastes
are more menacing than nuclear wastes, as feces kill far
more people than do radioactive substances.
Small round-structured viruses, also called SRSVs or
Norwalk-like viruses, may be the major cause of viral
gastroenteritis among adults worldwide (18).
Outbreaks due to contaminated water systems and wells
have been reported, as well as person-to-person spread,
as in restaurant epidemics and consumption of infected
oysters. Aerosolized vomitus has been proposed as a mode
of transmission.
For the Third World, water can be a deadly drink. In
slums near Bombay, India, water pipes are cracked and run
in ditches filled with sewage. The biggest slum in the
world may be Dharavi, a vast shantytown in Bombay, where
hundreds of thousands of people live in hovels connected
by tiny meandering alleys. Sewage runs in the paths along
with the rats. Water purification in modern cities may be
one of the most significant public health advances of all
time (Figure 2).
On a river just outside Phnom Penh, Cambodia, is one
of the most wretched slums in the world, a putrid slope
of mud and excrement that is home to tens of thousands of
people packed in rickety shacks on the bank of the river.
There are latrines of a sort, open toilets behind
half-barrels. Fish are bred in fenced-in waters below the
toilet platforms.
Cholera bacteria are found in inland coastal areas and
estuaries and thrive in seawater as well. Vibrio
cholerae is autochthonous in brackish estuarine
ecosystems, meaning that it survives there on its own,
forming a dormant, spore-like stage that can withstand
unfavorable environmental conditions. It often colonizes
copepods. A single copepod can carry 104 cells of cholera
bacteria, and in untreated water several copepods may be
ingested in a glass of water. The history of cholera
reveals a strong association with the sea; the great
pandemics have followed coastlines around the world.
For example, in 1991 a freighter from South Asia
emptied its bilges off the coast of Peru. Along with the
wastewater came a strain of cholera that reproduced well
in the unusually warm coastal waters with abundant
pollution. The bacterium made its way into shellfish and
humans, and spread in an epidemic killing at least 5000
people. The unchlorinated water supply in Peru's cities
carried the cholera strain and delivered it right into
people's houses, dripping from their water faucets.
Rita Colwell, director of the National Science
Foundation, found that the El Tor strain of cholera is
equipped to survive inside algae for long periods,
becoming dormant and greatly reduced in size. It is
revived by moving it into the laboratory, elevating the
temperature, decreasing the salinity, and adding
nitrogen, transforming it into an active pathogen. A
hallmark of the El Tor strain is its ability to move in
the open oceans as a silent passenger aboard marine
algae. With plankton blooms in spring and fall, bacterial
numbers increase exponentially along with the algal
cells. Colwell showed rural Indians how to strain their
drinking water through sari cloth, removing the copepods
that serve as vectors of cholera bacteria (19).
Colwell also discovered a stew of viruses, plasmids,
transposons, and bacteria at sewage sites in the
Chesapeake Bay, all undergoing rampant genetic exchange
and ingested by mollusks, which humans consider
delicacies.
In the USA, some surprising water supply disasters
have occurred. In 1993, some 400,000 residents of
Milwaukee became ill with cryptosporidiosis, and the
city's AIDS population faced a mortal threat as a result.
The contamination resulted from a low water level and
chlorine-resistant Cryptosporidium parvum
(a protozoan) that got through the filtration system.
Also in 1993, some 35,000 residents of New York City had
to switch to boiled water when E. coli 0157:H7
made its way into the water supply, surviving
chlorination and a faulty filtration system.
In 1997, 25 million pounds of US beef were recalled
because of contamination with E. coli 0157:H7, and
the huge company of Hudson Foods closed its doors.
Alfalfa sprouts are a new source of concern because of
the ease with which seeds are contaminated with Salmonella
and other bacteria. A common-source outbreak in
Oregon and British Columbia in 1995 was traced to Salmonella
enterica (Newport) contamination, resulting in a
protracted international epidemic spread over many
months. Alfalfa sprouts are a well-suited vehicle for
salmonellosis, as the seeds are stored for months or
years under cool, dry conditions in which the bacteria
are stable. During the 3- to 5-day sprouting process, Salmonella
populations may increase by 3 or 4 orders of
magnitude, decreasing little or none during subsequent
refrigeration. From farm to table, many opportunities
exist for contamination of seed or sprouts. Crops can be
contaminated by dirty water, runoff, and excreta of
rodents or ruminants. Salmonella organisms may
reside in seed crevices and between cotyledon and testa
even after chemical treatment. Irradiation is an untested
treatment that may prove more effective (20).
Listeriosis is a food-borne infection that can be
dangerous in pregnancy and in AIDS patients. The
causative bacterium, Listeria monocytogenes, is
found in soil and healthy animal carriers and can
contaminate meats, cheeses, and manure-fertilized
vegetables. Of nearly 2000 people infected yearly in the
USA, some 400 to 500 die.
Protozoa which cause gastroenteritis include Giardia
lamblia (giardiasis), Entamoeba histolytica
(amebiasis), Toxoplasma gondii (toxoplasmosis), Cryptosporidium
parvum (cryptosporidiosis), and Cyclospora
cayetanensis (cyclosporiasis). A 1996 epidemic of Cyclospora
cayetanensis, a spore-forming protozoan first
reported in 1986, involved 1465 cases in 20 states and
stemmed from contaminated Guatemalan raspberries (21).
Toxoplasma gondii, a parasite prevalent in wild
and domestic animals worldwide, is transmitted through
the food chain by carnivorous feeding and scavenging.
Wild and domestic cats constitute a major host reservoir.
An estimated 15% to 85% of adult humans are chronically
infected with the protozoan and are typically
asymptomatic. In stark contrast, toxoplasmosis is often
fatal in AIDS patients. Strains of differing virulence
exist around the world. A water-borne urban epidemic of T.
gondii gastroenteritis occurred recently in Canada.
Macroparasites (helminths and ectoparasites)
Helminths, unique among parasites in not multiplying
within the host, cause more morbidity than mortality.
They include tapeworms (flatworms) and nematodes
(roundworms). Tapeworms may grow to 30 feet in length,
filling the entire intestine of a vertebrate host. Whale
tapeworms may be 100 feet long!
Hookworms (nematodes) are so common that they inhabit
the small intestine of 20% of the entire human
population! With their sharp teeth, they bite into the
intestinal wall and live off of ingested blood. Each
individual worm ingests a small amount of blood each day,
but when 100 or 1000 worms cohabit a single small
intestine, they enjoy about a cup of blood daily. For a
child the consequences can be severe malnutrition and
mental retardation. Children born where intestinal
helminths are endemic can expect to harbor worms for most
of their life, owing to repeated exposure and limited
immunity. An individual worm may live almost as long as
its host!
Not all helminths are intestinal. Trichinella, which
causes trichinosis (trichinellosis), is a nematode that
takes up residence in skeletal muscle and is acquired by
ingesting undercooked meat from almost any mammal,
including swine, fox, wolf, deer, rat, dog, cat, cougar,
lion, leopard, jackal, and hyena. Schistosoma is a
trematode flatworm that causes schistosomiasis
(bilharzia), taking up residence in the veins of gut and
liver and releasing thousands of eggs daily that form
cysts in liver, brain, and lung.
The importance of ectoparasites can hardly be
overestimated. Fleas carry plague, lice transmit typhus,
ticks spread Lyme disease and Rickettsial diseases, and
mites cause scabies in humans and sarcoptic mange in
dogs. Chiggers are the larval stages of tiny mites.
The human body louse can build up in epidemic
proportions in no time10,000 on a man's shirt. Head
lice were so common in the Middle Ages that heads were
shaved and wig collections were popular; the lice simply
moved to the wigs.
The crab louse, which dwells in the groin, can survive
for short periods off the host, so some people worry
about toilet seats. A poem found on a bathroom wall (22)
reads:
Don't bother to hover,
or stand on the seat;
the crabs in this place
can jump 30 feet!
Human ectoparasites are usually arthropodseither
insects (lice, fleas, bed bugs) or arachnids (ticks,
mites, chiggers). The leech, an annelid, is an exception.
Arthropod ectoparasites of mammals are all bloodsucking,
but avian feather mites feed on the feathers themselves.
One parrot harbors 15 species of feather mites, each
living on a particular part of a particular feather on
the bird's body.
Hans Zinsser (23) reminds us of the narrowness of our
host-centric views. He writes (paraphrased):
If lice can dread, the
nightmare of their lives is the fear of some day
inhabiting an infected rat or human being. To the
louse, we are the dreaded emissaries of death.
He leads a relatively harmless life . . . then, out
of the blue, an epidemic occurs; his host sickens,
and the only world he has ever known becomes
pestilential and deadly. His host may survive, but
the ill-fated louse is doomed. In 8 days he sickens,
in 10 days he is in extremis, and on the 12th
he gives up his little ghost.
HISTORICAL PERSPECTIVES
A new ecology for microorganisms
Prior to food production, human pathogens could
survive only if they had a reservoir in other animals or
if they could maintain themselves in scattered human
groups by means of a carrier state (like typhoid
bacilli), latency (like herpesviruses), or delayed onset
of illness (like HIV).
Beginning about 10,000 years ago, in different places
and at different times, agriculture and animal breeding
by early humans brought about radically changed ecologies
for microbes capable of crossing the species
barrier. Even the earliest examples of food
production permitted the support of 10 to 100 times the
human population densities that had relied on hunting and
gathering. The growth of settlements into large
communities and complex societies was accompanied by
crowding, garbage accumulation, and sewage. Some farming
communities spread their own feces as fertilizer.
The growth of settlements provided a red carpet for
the evolution of pathogens causing crowd diseases with
respiratory, enteric, or vector-borne spread. Agents like
the measles and poliomyelitis viruses could now be
maintained in a population, instead of dying out in a
smaller community where they would kill or immunize most
of the population.
Europeans and Asians have lived intimately with dogs,
pigs, cows, goats, horses, and chickens for thousands of
years. The pathogens and parasites of these animals have
had daily access to human hosts and have been free to
evolve into strains that could better exploit their new
habitat.
The most virulent malaria parasite for humans, Plasmodium
falciparum, seems to fit this picture. A study of
ribosomal RNA sequences of avian, rodent, and human Plasmodium
spp. suggests that falciparum malaria is a recent
infection of humans, acquired laterally from an avian
source coincident with the onset of an agriculture-based
lifestyle. Consistent with this interpretation is the
finding that if the level of transmission drops below a
critical point (as in small human populations), P.
falciparum malaria is slowly and irrevocably
eliminated (24).
Stored food in early human communities guaranteed that
rats and mice would live alongside us, as they have ever
since. As vectors of disease, they occupy our dwellings
and accompany us to sea on ships. These rodents are so
adaptable that they are almost impossible to eliminate.
Bubonic plague was spread through Eurasia in the 14th
century by rats and their fleas.
The great dying or Black Death
In 1346, Europe, northern Africa, and the nearer parts
of the Middle East had a total population of about 100
million people. In the course of the next few years, one
fourth of them died from the plague. The disease put an
end to the population rise of medieval society. Within 4
years, Europe alone lost 20 million people. The epidemic
may have spread to Europe in flea-infested furs from
plague-ridden Central Asia.
The time from onset of symptoms to death was usually 5
days. The name bubonic plague derives from the
large, painful swellings (buboes) in lymph nodes of
axilla, neck, or groin. Three days after the appearance
of buboes, victims were overwhelmed by high fever and
became delirious. The buboes grew until they burst and
were so painful that they were said to arouse the
moribund to a state of frenzy. Pneumonic plague, spread
by respiratory droplets, was more rapidly fatal. Some
victims went to bed well and died before morning, and
doctors who became infected at the bedside died the same
day.
Bubonic plague and pneumonic plague spread through
crowded cities like a raging fire without a firebreak,
consuming whole cities. The bubonic form moved
relentlessly from one building to the next by means of
rats and fleas; the pneumonic form raced from person to
person in closed quarters by means of respiratory
droplets.
An account from Messina, Italy, described the arrival
and initial progress of the disease:
At the beginning of October,
in the year of the incarnation of the Son of God
1347, twelve Genoese galleys . . . entered the harbor
of Messina. In their bones they bore so virulent a
disease that anyone who only spoke to them was seized
by a mortal illness and in no manner could evade
death. The infection spread to everyone who had any
contact with the diseased. . . . Soon the corpses
were lying forsaken in the houses. No ecclesiastic,
no son, no father and no relation dared to enter, but
they hired servants with high wages to bury the dead.
The houses of the deceased remained open with all
their valuables, gold and jewels. . . . When the
catastrophe had reached its climax the Messinians
resolved to emigrate. One portion of them settled in
the vineyards and fields, but a larger portion sought
refuge in the town of Catania. The disease clung to
the fugitives and accompanied them everywhere where
they turned in search of help (25).
Another account reads:
In many places in Siena
[Italy] great pits were dug and piled deep with the
multitude of dead. And they died by the hundreds,
both day and night, and all were thrown in those
ditches and covered with earth. And as soon as those
ditches were filled, more were dug. I, Agnolo di Tura
. . . buried my five children with my own hands. . .
. And so many died that all believed it was the end
of the world (25).
Boccaccio wrote in the Decameron, One man
shunned another . . . kinsfolk held aloof, brother was
forsaken by brother . . . and scarcely to
be believed, fathers and mothers were found to abandon
their own children to their fate, untended, unvisited as
if they had been strangers (26).
People burned all manner of incense: juniper, laurel,
pine, beech, lemon leaves, rosemary, camphor, and
sulphur. There was no end to the talismans, charms, and
spells that could be purchased from the local wise woman
or apothecary. The cure of sound was another
superstition. Towns rang church bells to drive the plague
away. Some towns fired cannons, which made a comfortingly
loud din.
In 1348, the pope sought the opinions of the medical
faculty in Paris. The good professors opined that the
disaster was caused by a particularly unfortunate
conjunction of Saturn, Jupiter, and Mars in the sign of
Aquarius that had occurred in 1345. This conjunction
caused hot, moist conditions, which caused the earth to
exhale poisonous vapors. (This blame on
vapors is reminiscent of beliefs about
malaria, which was named for bad air in
English and marsh in French and Spanish [paludisme,
French, and paludismo, Spanish, both from the
Latin palus, for marsh]).
The physicians' report went on to recommend the
following:
No poultry should be eaten,
no waterfowl, no pig, no old beef, altogether no fat
meat. . . . It is injurious to sleep during the
daytime. . . . Fish should not be eaten, too much
exercise may be injurious . . . and nothing should be
cooked in rainwater. Olive oil with food is deadly. .
. . Bathing is dangerous. . . (25).
From Italy came this advice, from the pens of educated
men:
In the first instance, no
man should think of death. . . . Nothing should
distress him, but all his thoughts should be directed
to pleasing, agreeable and delicious things. . . .
Beautiful landscapes, fine gardens should be visited,
particularly when aromatic plants are flowering. . .
. Listening to beautiful, melodious songs is
wholesome (25).
If the plague was a manifestation of divine anger,
then Christians should do all they could to assuage that
anger. From this reasoning was born the flagellants,
bands of fanatics who wandered through towns and
countryside doing public acts of penance, inflicting all
sorts of punishments upon themselves. Many others also
viewed the pandemic as God's punishment to sinners, but
when priests were not spared, the grip of the Catholic
Church was weakened, and the door to Protestantism opened
wider.
As ever in Europe, when a crisis arose, the Jews were
targets of blame. They were accused of bringing on the
plague by poisoning the water and practicing witchcraft,
and they suffered the outrage of angry mobs over a wide
geographic area.
With all of these opinions and superstitions about the
cause of the plague, there is no mention of rodents, the
animal reservoir of the plague, or of fleas, the vector
which carries the plague to other mammals, including
humans.
The art of the later Middle Ages poignantly depicted
the devastating effects of the plague. Paintings and
graveyard sculptures showed skeletons performing a danse
macabre in the midst of the living, along with
decomposing bodies, half flesh and half bone.
By 1350 the plague had largely passed out of western
Europe. In the space of 2 years, 1 out of every 3 people
had died. The Black Death marked a dividing line between
the central Middle Ages, with medieval culture in full
bloom and at its greatest strength, and the later Middle
Ages, with cultural decline and chronically reduced
populations.
Plague struck again in subsequent centuries. Between
1600 and 1650 the population of Italy fell from 13.1
million to 11.4 million because of the plague. In Venice
an average of 600 bodies were collected daily on barges.
During the plague of London in 1664 to 1665, many
draconian measures were introduced out of ignorance and
desperation. The lord mayor of London contributed to the
spread of the disease by ordering the extermination of
all cats and dogs in the city. Rat populations expanded
as a result! People were locked into their homes if a
family member died of the plague in the house. City
watchmen patrolled the street to prevent occupants from
escaping. Inside, many perished of thirst or starvation
rather than the plague.
Plague is still with us. It is widespread among small
mammal populations in the Rocky Mountains. Occasionally,
a rat or squirrel in Dallas dies of plague. Old abandoned
cabins with rats and their fleas are dangerous places.
When a human acquires plague, the disease may progress
very quickly. Once in a while, a hunter or student
staying in an old cabin gets plague and all too often
dies of it. Two young people died in 1996 from rapidly
progressing septicemia and respiratory distress syndrome
before the diagnosis was made. Both had been exposed to
fleas from infected prairie dog colonies, one in Arizona,
the other in Colorado (27). In 1997, a Madagascar strain
of Yersinia pestis was found to carry a plasmid
conferring multidrug resistance, possibly acquired from
enteric bacteria.
Spread of diseases by water
William McNeill, in Plagues and Peoples (28),
argues that diseases were historically spread more easily
by sea than by land. Movement by sea could attain an
average of >100 miles per day, and shipboard travel
could carry an infection across thousands of miles of
water. Coastal cities of the Mediterranean came to
constitute a single disease pool.
There was the ever-present terror of a disease
outbreak at sea. A sailor in good health might fall ill
at sea and serve as a source of infection to all on
board. The peculiar affinity of Aedes aegypti
mosquitoes for water casks meant that mosquitoes could
remain on shipboard for months at a time. It might seem
to the frightened crew that yellow fever appeared out of
nowhere in the middle of the ocean. Because of its high
lethality, few survived with immunity. A voyage lasting
for months could be haunted by an unending chain of fatal
cases of yellow fever, and no one knew who would be next.
In comparison, during overland travel, persons falling
ill could be left behind without the terrible decision of
whether to throw them overboard alive.
From the 16th to the 18th centuries, one of the most
devastating diseases on long sea voyages was scurvy, a
lethal disease caused by vitamin C deficiency. To its
victims it was as mysterious as yellow fever, coming from
out of the blue, inviting superstitions and any spurious
explanations one could contrive. Few
physicians today would recognize the symptoms of
scurvyswollen and bleeding gums with loosened
teeth, spontaneous hemorrhages in any part of the body,
slow wound healing, and anemia, which progressed to
death. Scurvy wasn't attributed to dietary deficiency
until 1753, when the Scottish naval surgeon James Lind
showed that it could be both cured and prevented by
drinking the juice of oranges, lemons, or limes.
The power of 2 diseases, one infectious and
contagious, the other nutritional and noncontagious, to
confuse, terrify, and kill reminds us of a different age
when medical knowledge was far in the future.
Even when microbes had been discovered in the late
19th century, enlightenment was still far away.
Physicians found it hard to accept the role of germs in
disease since they were so ubiquitous. Germs were all
over the body of healthy as well as sick people, so how
could one incriminate them in illness? Furthermore, the
growth of unusual bacteria in secretions of the sick
could just as well be the consequence, rather than the
cause, of the illness. In a thoughtful book, Nancy Tomes
chronicles the golden age of bacteriology in the late
19th and early 20th centuries, when the germ theory of
disease captivated the lay public and provoked
inappropriate measures to avoid the new invisible enemies
(29).
War and conquest
Hans Zinsser reminds us that the effects of a
succession of epidemics upon a state are not measurable
in mortality alone. More wars in history may have been
won or lost by disease epidemics than by weapons or the
skill of military leaders. As armies dispersed and
soldiers returned to their home towns, they lighted
fuses of infection that flickered along through villages
and cities wherever chance sparks lighted on inflammable
material (23).
Perhaps 95% of the Aztec, Maya, and Inca civilizations
were casualties of diseases introduced to the Western
Hemisphere after 1492smallpox, measles, influenza,
plague, yellow fever, typhus, mumps, and tuberculosis.
These diseases were weapons of conquest, spreading from
tribe to tribe far in advance of the Spaniards, who came
upon ghost settlements abandoned after most inhabitants
had died and others had fled in terror of the disease.
One military outcome of disease was the defeat of
Napoleon's army in 1812. Napoleon's forces numbered
>600,000, compared to Russia's 250,000. The French
made excellent progress en route to Moscow until typhus
broke out. This was a new epidemic for the French army.
As the troops advanced, the epidemic spread. By the start
of the first battle, 80,000 soldiers were dead or
disabled. By comparison, the Russians had some degree of
immunity and fewer became ill.
The French finally began a retreat when the weather
turned cold, later in the winter than they had intended.
They had <100,000 men remaining without protection
from the cold. Soldiers took the clothes off of their
fallen comrades and put them on, increasing the
probability that they would infect themselves with
typhus-carrying lice. By the time Napoleon's army
returned home, only 3000 of the original 600,000 had
survived, and most of those were sick with typhus.
World War I was another victory for typhus, which at
first raged unchecked, killing 150,000 in 6 months. The
International Red Cross interrupted the spread with a
massive delousing campaign, using over a million pounds
of insecticide.
In World War II, in contrast, one of the few wars in
history in which infectious diseases claimed fewer lives
than weapons did, DDT was sprayed liberally by the US
military.
Spanish flu
The Spanish flu pandemic of 1918 found its
way to every nation on the planet. Within 16 months it
had killed >20 million people worldwide, more lives
than were lost in all the battles of World War I, which
raged at the same time. In fact, the 600 miles of
trenches in France and Belgium occupied by crowded troops
may have contributed to the establishment of the
extremely virulent strain of the flu among the soldiers.
The pandemic swept through North America and Europe
and as far as the Alaskan wilderness and the remotest
islands of the Pacific. Most deaths occurred among young
adults, a group that usually has a low death rate from
influenza. Lungs of acutely ill victims filled with
fluid, as if they had drowned. Pathologists described
samples of lung tissue that sank like a rock in water,
instead of floating, as normal lung tissue does.
The Spanish flu produced the most striking single
demographic event of the century, depressing the average
US life expectancy in 1918 from 52 to 39 years (Figure
3).
The viral strain disappeared with the end of the
epidemic. Since then, there have been many attempts to
recover traces of it from exhumed bodies of victims. From
a body disinterred in Brevig Mission, Alaska, and in
tissue samples preserved from soldiers in World War I,
fragments of the 1918 strain have been isolated. The
latest attempt was in a remote cemetery on an island
above the Arctic Circle north of Norway, where the
permafrost is perennial.
The pathologist who acquired the tissue samples from
Alaska has instructed his family to move to their remote
mountain cabin in the event of another flu pandemic,
which he feels is sure to occur. His recommendation is
not without precedent. In 1918, a village not far from
Brevig Mission stationed armed guards at the village
perimeter with orders to shoot anyone who tried to enter.
The village escaped the pandemic unscathed.
Four less severe influenza pandemics occurred in the
following years: 1900; 1957 (Asian flu); 1968
(Hong Kong flu); and 1977 (Russian
flu). Many influenza experts feel we are overdue
for the next severe pandemic.
Flu viruses are pantropic, causing illness across
species in humans, horses, pigs, seals, and birds.
Southern China is an influenza epicenter where new
strains of influenza viruses originate in a large
population of pigs, people, and ducks. Genetic
reassortment occurs among strains, with pigs serving as
intermediate hosts or mixing vessels.
Although most influenza pandemics have originated in
China, other parts of the world may contribute to genetic
reassortment in flu viruses. An epidemic of flu in
Mexican chickens in 1993 and 1994 raised concerns about
global spread, and human flu strains have been found in
pigs bred in Italy (30).
Birds, especially ducks and other waterfowl,
constitute a vast, mobile reservoir of flu viruses that
replicate in their intestines and are excreted in their
droppings. Lakes and streams along migration routes may
periodically teem with flu viruses. In 1997, a virulent
strain of influenza virus jumped directly from birds to
humans for the first time. With 18 proven human cases,
many severe or fatal, the danger of novel influenza
viruses became frighteningly apparent (31).
Why are pigs in China the mixing vessels
for new subtypes of influenza A viruses every year? Is it
because they are raised in close proximity to wild and
domestic birds? No one knows. But the CDC has funded
nearly a dozen flu labs in China in hopes of guessing
correctly which subtypes to use for the flu vaccine each
year.
Influenza is not an eradicable disease, because many
subtypes exist in the aquatic bird reservoir, and the
virus is a master at mutating and reassorting gene
segments annually. Strains to which humans have no
immunity appear suddenly.
Smallpox
Over the span of human history, the smallpox virus may
have killed more people than any other pathogen or
parasite. Three hundred million deaths in the 20th
century are attributed to smallpox, 3 times more deaths
than occurred from all the wars of the century and
considerably more deaths than caused by AIDS. Smallpox
changed the outcome of wars throughout history, from the
Spanish invasion of North America to multiple wars in
Europe over many centuries.
Smallpox was eradicated in 1977 through global
vaccination programs organized by the World Health
Organization, under the leadership of Donald Henderson.
Just the year before, in 1976, the worldwide number of
cases had approached 10 million. In October 1997, we
celebrated the 20th anniversary of the last naturally
occurring case of smallpox.
Two features of smallpox made eradication possible.
Its only host is humans, so it was not inaccessible
within a wildlife reservoir. Also, the virus is not
maintained in the human population by healthy carriers or
chronically ill patients. Unfortunately, the virus is
still alive and well in biological warfare arsenals of an
unknown number of nations.
Some of the earliest historical records of vaccination
describe experiments with material from smallpox lesions.
Although Edward Jenner is credited by many sources as
being the first to vaccinate against smallpox, there were
earlier attempts in China and elsewhere to protect
against smallpox by using exudate from cowpox lesions,
apparently by ad 1000 or even earlier. Chinese records
describe the use of cotton plugs impregnated with cowpox
material inserted in the nose.
Jenner's achievement is nevertheless noteworthy. In
1796 he carried out an experiment on an 8-year-old boy,
making 2 cuts in the boy's arm and working into them a
small amount of serum from a cowpox lesion. The boy
developed a mild fever and soon recovered. Six weeks
later, Jenner repeated the inoculation, using exudate
from lesions of a smallpox victim; the boy remained
healthy. Vaccination was named after the cowpox virus, Vaccinia.
It would be three quarters of a century before Pasteur
would clarify the biology of immunization, using vaccines
for anthrax and rabies.
The monkeypox virus, a first cousin of the
smallpox virus, causes symptoms nearly identical to
smallpox. A 1997 outbreak of monkeypox in the Democratic
Republic of Congo (formerly Zaire) is an omen that
smallpox may be back in a new guise. Monkeypox, which may
be an emerging infectious disease, may be more dangerous
than smallpox, because it has a reservoir in wild
animals: monkeys, squirrels, and rats. The 1997 civil war
in the Democratic Republic of Congo may have contributed
to the crossing of the species barrier, as the war
resulted in starvation, which led to increased hunting of
animals that carry the virus (32).
EMERGING AND REEMERGING INFECTIOUS AND
PARASITIC DISEASES
Humans have carved paths into remote wilderness areas
throughout history, but today's invasion of tropical
forests is different (Figure 4).
Immunologically naive human immune systems are being
exposed to new viruses, bacteria, and eukaryotic
parasites, unlike earlier explorers who had grown up in
geographically proximate areas and possessed a measure of
immunity to parasites of other animals. Unlimited global
travel is bringing people from far away to lands they
have never visited before and taking them far away again,
in an instant of time, easily within the incubation
period of infectious diseases.
The same danger is faced by wild animals raised in
captivity and then returned to the wild. With no prior
exposure to the pathogens and parasites in the wilderness
to which they are returned, their immune
systems are naive and unable to cope with endemic
diseases. Zoos are now attempting to raise captive
animals in preserves close to the wilderness into which
they will be released, in hopes that the animals will
develop natural immunity to endemic pathogens during the
period of captivity.
There is evidence that HIV has infected small numbers
of people in remote regions of central Africa at least
since the 1960s or 1970s, and that it has remained
confined. In major African cities it has become epidemic.
Along the Congo River, the CDC found a clear pattern of
HIV dispersal radiating from river inns, where
prostitution was a regular business. The incidence of
disease became higher with proximity to the city of
Kinshasa. The CDC concluded that an urban center is a
kind of ecosystem that can amplify infectious diseases.
Hantaviruses apparently do little harm to their usual
hosts, which include many different rodent species around
the world. When we inhale dust containing dried rodent
excreta, we risk becoming ill with hantavirus pulmonary
syndrome or hemorrhagic fever with renal syndrome.
Airborne transmission between human hosts may be
emerging, as suggested by apparent person-to-person
spread in 1996 in Argentina.
Legionnaire's disease, which struck in August 1977,
remained a complete mystery for 5 months. All attempts by
the CDC to isolate a bacterial, viral, fungal, or
parasitic organism failed. Finally, a CDC researcher
incubated, in chicken egg yolk, some frozen lung tissue
from a cadaver, then injected it into hamsters instead of
mice. The hamsters developed the same symptoms as the
patients with Legionnaire's. Patients who had recovered
from the disease had antibodies that reacted positively
with the yolk sac isolates. A bacterium was finally
isolated. Since then, Legionella has been found in
aerosol-generating systems around the world, including
cooling towers, air conditioning systems, respiratory
therapy equipment, whirlpool baths, even water pipes.
Recently it was found in an ultrasonic mist machine in a
grocery store. The bacterium has probably been in the
environment for a long time and has only recently been
recognized.
Plague is, in a sense, a reemerging disease around the
world. The last plague pandemic began in Hong Kong in
1894 and spread throughout the world, establishing many
endemic foci. In 1994 it reappeared in epidemic form in
India, Malawi, and Mozambique. It is increasing in
developed countries as well, and newly evolved genes
conferring resistance to multiple antibiotics have been
found to be carried by a plasmid (9).
Emerging diseases may come from a breakdown in
geographic isolation between 2 species (Figure
5). The epidemic of morbillivirus that
killed one third of Serengeti lions in 1994 is believed
to have spread from domestic dogs from local villages.
The changing ecology of murine typhus in southern
California and Texas over the past 30 years demonstrates
the effects of suburban expansion. In suburbia the
classic rat-flea-rat cycle of Rickettsia typhi has
been replaced by a semidomestic or
peridomestic animal cycle involving
free-ranging cats and dogs, opossums, raccoons, and
squirrels. Fleas found on these animals are picked up by
household pets and brought into homes, and may carry
pathogenic organisms (33).
One of the most remarkable emerging pathogens is Pfiesteria
piscicida, a highly dangerous dinoflagellate which
has formed local red tides in coastal
waterways of the eastern USA (34). Pfiesteria
emerges from a dormant encysted form in response to
nutrient enrichment from the excreta of a school of fish
and quickly becomes transformed into toxin-producing
ameboid and flagellated forms. These rapidly reproduce by
feeding upon the fish, forming a bloom in the
estuary. Their potent neurotoxin has caused blurred
vision, headaches, and memory loss in exposed fishermen
and laboratory personnel working with cultures of the
organism. Blooms have recently occurred in waters
enriched with nutrient runoff from the land, where
sewage, agricultural fertilizer, and excreta from hog and
chicken farms are indiscriminately discharged into the
water. Pfiesteria is a frightening example of a
pathogen/predator that can turn genes on and metamorphose
into killing forms that multiply in vast numbers.
Toxic algal blooms produced by >50 dinoflagellate
species are becoming common in nutrient-enriched coastal
waters around the world, as more soil, fertilizer, and
sewage wash off the land.
An outbreak of an unidentified and rapidly progressing
disease produces the same panic today as we read about in
historic accounts of the Black Death. There is a sense of
helplessness and of time running out, as if an airplane
were falling out of the sky. A healthy young patient dies
as his lungs fill rapidly with fluid. Medical personnel
are devastated at the futility of their intervention.
Another patient dies with devastating speed. Those caring
for the patients fear for their own lives as well. Modern
medicine is in abeyance.
Zinsser describes the spread of typhus in the 17th
century, using an analogy of a fire (23):
Once thoroughly established
west of the Balkans, typhus began to spread in all
directions, not unlike a brush fire, now low and
smoldering and, perhaps, in places almost
extinguished; again slowly burning its way into new
regions; at all times ready to burst into destructive
flame when fuel was available.
For diseases like AIDS, Ebola, and malaria, against
which we have little defense and as yet no vaccines,
Zinsser's description may be ominously accurate. Malaria
and other tropical diseases could spread northward with
global warming, along with their vectors. Anopheline
mosquitoes capable of transmitting malaria are found in
all 48 contiguous states of the USA.
A new epidemic disease has an unknown potential for
spread, no matter how small the earliest outbreak may be.
A future mutation could conceivably enable the Ebola
virus to spread by an airborne route. Predicting the
ultimate impact of a disease in the early days of its
emergence is next to impossible, no matter how well we
think we understand the pathogen.
SUMMARY
For a host's defense against parasites, for a
parasite's defense against its host, and for a parasite's
competitive edge with other parasites, genetic diversity
seems to be the common currency in the arms race.
Diversity is achieved in eukaryotes through sexual
reproduction and in bacteria and viruses through myriad
mechanisms of gene mixing and transfer.
Domestication of plants and animals through human
history provides a model for understanding natural
selection, with humans as the selecting agent. The same
model provides an explanatory framework for antibiotic
resistance, which emerges in microbes exposed to
antimicrobial agents. In a population of diverse strains
of a microbe, some strains will be resistant by
coincidence, and these will proliferate. Diversity
(different lottery tickets) provides the parasite with an
advantage.
Even though humans are not special hosts, we are
laying out a red carpet for pathogens and parasites. New
and unique ecologies are being provided for microbes: the
human population explosion; city crowding; uncontrolled
filth in developing countries; global mixing of people,
microbes, and vectors; the provision of common sources of
food and water, through which microbes can instantly
spread; the invasion of remote wilderness areas by people
who travel widely; the use and abuse of antibiotics in
medicine and animal husbandry; multiple-partner sex with
global mixing; reused needles and syringes; and
specialized environments such as hospitals.
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